Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 674001409
Over the rolling 12-month window, securities of BROOKFIELD OAKTREE HOLDINGS, L failed to deliver in the NSCC's Continuous Net Settlement system on 115 settlement days, totaling 82,737 fail shares and peaking at 7,036 shares on 2026-04-10. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-28 | 666 | $20.26 |
| 2026-09-23 | 218 | $20.30 |
| 2026-09-16 | 324 | $20.03 |
| 2026-09-10 | 362 | $20.00 |
| 2026-09-08 | 222 | $19.95 |
| 2026-09-02 | 129 | $20.02 |
| 2026-08-17 | 24 | $20.57 |
| 2026-08-07 | 1 | $20.75 |
| 2026-08-03 | 86 | $20.90 |
| 2026-07-27 | 233 | $20.81 |
| 2026-07-22 | 89 | $20.85 |
| 2026-07-02 | 578 | $21.06 |
| 2026-06-30 | 564 | $21.03 |
| 2026-06-29 | 212 | $20.82 |
| 2026-06-05 | 3,794 | $21.40 |
| 2026-06-01 | 774 | $20.82 |
| 2026-05-27 | 1,749 | $20.69 |
| 2026-05-26 | 799 | $20.51 |
| 2026-05-22 | 1,594 | $20.56 |
| 2026-05-21 | 844 | $20.62 |
| 2026-05-19 | 93 | $20.68 |
| 2026-05-15 | 672 | $20.80 |
| 2026-05-14 | 770 | $20.53 |
| 2026-05-11 | 345 | $21.10 |
| 2026-05-08 | 105 | $20.91 |
| 2026-05-06 | 1,453 | $20.53 |
| 2026-05-04 | 673 | $20.59 |
| 2026-05-01 | 313 | $20.55 |
| 2026-04-27 | 339 | $20.84 |
| 2026-04-23 | 536 | $21.05 |
| 2026-04-21 | 663 | $20.89 |
| 2026-04-20 | 23 | $20.92 |
| 2026-04-16 | 500 | $21.09 |
| 2026-04-15 | 1,049 | $20.70 |
| 2026-04-14 | 1,144 | $20.46 |
| 2026-04-13 | 6,790 | $20.32 |
| 2026-04-10 | 7,036 | $20.38 |
| 2026-04-09 | 1,880 | $20.34 |
| 2026-04-02 | 614 | $20.10 |
| 2026-03-31 | 408 | $20.30 |
| 2026-03-26 | 419 | $20.90 |
| 2026-03-24 | 185 | $21.23 |
| 2026-03-18 | 350 | $21.05 |
| 2026-03-13 | 331 | $21.12 |
| 2026-03-12 | 919 | $21.08 |
| 2026-02-20 | 449 | $21.90 |
| 2026-02-18 | 572 | $21.75 |
| 2026-02-09 | 308 | $21.57 |
| 2026-02-05 | 168 | $21.60 |
| 2026-02-03 | 201 | $21.66 |
| 2026-01-29 | 1,063 | $21.37 |
| 2026-01-22 | 158 | $20.92 |
| 2026-01-13 | 162 | $20.97 |
| 2026-01-08 | 571 | $20.61 |
| 2026-01-06 | 30 | $20.72 |
| 2026-01-02 | 108 | $20.65 |
| 2025-12-31 | 600 | $20.80 |
| 2025-12-30 | 1,132 | $20.85 |
| 2025-12-29 | 146 | $20.79 |
| 2025-12-26 | 291 | $20.80 |
| 2025-12-24 | 620 | $20.81 |
| 2025-12-23 | 220 | $20.93 |
| 2025-12-18 | 1,151 | $20.74 |
| 2025-12-12 | 600 | $20.97 |
| 2025-12-10 | 67 | $20.85 |
| 2025-12-08 | 277 | $21.14 |
| 2025-12-04 | 3,102 | $20.60 |
| 2025-12-03 | 3,298 | $21.33 |
| 2025-12-01 | 53 | $21.50 |
| 2025-11-28 | 541 | $21.60 |
| 2025-11-26 | 1,451 | $21.45 |
| 2025-11-25 | 1,877 | $21.47 |
| 2025-11-21 | 25 | $21.23 |
| 2025-11-20 | 93 | $21.28 |
| 2025-11-19 | 78 | $21.33 |
| 2025-11-18 | 204 | $21.18 |
| 2025-11-17 | 29 | $21.25 |
| 2025-11-14 | 214 | $21.24 |
| 2025-11-13 | 791 | $21.37 |
| 2025-11-12 | 729 | $21.52 |
| 2025-11-10 | 6 | $21.32 |
| 2025-11-06 | 106 | $21.59 |
| 2025-11-05 | 434 | $21.40 |
| 2025-11-04 | 1,497 | $21.44 |
| 2025-11-03 | 374 | $21.47 |
| 2025-10-30 | 401 | $21.86 |
| 2025-10-22 | 347 | $21.83 |
| 2025-10-21 | 982 | $21.69 |
| 2025-10-17 | 761 | $21.58 |
| 2025-10-15 | 526 | $21.62 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 674001409 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.