Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 683797104
Over the rolling 12-month window, securities of OPPENHEIMER HOLDINGS INC CL A failed to deliver in the NSCC's Continuous Net Settlement system on 20 settlement days, totaling 16,679 fail shares and peaking at 15,048 shares on 2026-03-10. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-22 | 1,500 | $119.17 |
| 2026-09-08 | 1,917 | $122.89 |
| 2026-08-31 | 122 | $119.01 |
| 2026-08-07 | 10 | $114.29 |
| 2026-08-03 | 48 | $106.64 |
| 2026-07-16 | 85 | $119.03 |
| 2026-07-15 | 63 | $118.29 |
| 2026-06-17 | 8 | $106.36 |
| 2026-06-02 | 1 | $95.51 |
| 2026-06-01 | 53 | $91.67 |
| 2026-05-13 | 223 | $94.89 |
| 2026-04-22 | 274 | $113.86 |
| 2026-03-11 | 1 | $85.06 |
| 2026-03-10 | 15,048 | $83.25 |
| 2026-02-25 | 2 | $86.38 |
| 2026-02-18 | 8 | $85.84 |
| 2026-02-04 | 236 | $86.59 |
| 2025-12-31 | 16 | $72.83 |
| 2025-12-29 | 11 | $74.16 |
| 2025-12-18 | 66 | $73.25 |
| 2025-12-10 | 59 | $70.62 |
| 2025-11-20 | 174 | $66.22 |
| 2025-10-17 | 133 | $66.38 |
| 2025-10-02 | 99 | $72.54 |
| 2025-09-30 | 134 | $75.85 |
| 2025-09-22 | 52 | $78.17 |
| 2025-08-14 | 15 | $73.24 |
| 2025-07-29 | 24 | $74.40 |
| 2025-06-24 | 20 | $64.59 |
| 2025-06-09 | 84 | $63.31 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 683797104 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.