Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 69420N544
Over the rolling 12-month window, securities of PGIM ROCK ETF TR NASDAQ-100 BU failed to deliver in the NSCC's Continuous Net Settlement system on 80 settlement days, totaling 379,863 fail shares and peaking at 96,973 shares on 2025-12-23. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 1,690 | $33.18 |
| 2026-10-13 | 8,012 | $33.20 |
| 2026-10-09 | 6,486 | $33.15 |
| 2026-10-08 | 6,289 | $33.22 |
| 2026-09-24 | 3,332 | $32.96 |
| 2026-09-23 | 4,649 | $33.04 |
| 2026-09-22 | 4,649 | $33.00 |
| 2026-09-03 | 23 | $32.54 |
| 2026-09-01 | 497 | $32.42 |
| 2026-08-26 | 7,431 | $32.42 |
| 2026-08-25 | 2,996 | $32.38 |
| 2026-08-24 | 3,005 | $32.42 |
| 2026-08-21 | 2,770 | $32.35 |
| 2026-08-12 | 7 | $32.34 |
| 2026-08-11 | 8 | $32.36 |
| 2026-08-05 | 8 | $32.24 |
| 2026-08-04 | 8 | $32.02 |
| 2026-07-28 | 764 | $31.61 |
| 2026-07-27 | 762 | $31.57 |
| 2026-07-24 | 839 | $31.66 |
| 2026-07-23 | 212 | $31.88 |
| 2026-07-22 | 33 | $31.91 |
| 2026-07-21 | 33 | $31.72 |
| 2026-07-20 | 44 | $31.70 |
| 2026-07-07 | 601 | $31.97 |
| 2026-06-23 | 85 | $31.98 |
| 2026-06-22 | 353 | $31.99 |
| 2026-06-18 | 483 | $31.80 |
| 2026-06-17 | 406 | $31.95 |
| 2026-06-16 | 730 | $32.10 |
| 2026-06-15 | 329 | $31.81 |
| 2026-06-12 | 329 | $31.74 |
| 2026-06-11 | 1,652 | $31.43 |
| 2026-06-10 | 1,719 | $31.63 |
| 2026-06-09 | 719 | $31.78 |
| 2026-06-08 | 734 | $31.63 |
| 2026-06-02 | 7,202 | $32.12 |
| 2026-06-01 | 29 | $32.09 |
| 2026-05-29 | 27 | $32.06 |
| 2026-05-27 | 103 | $31.99 |
| 2026-05-26 | 103 | $31.88 |
| 2026-05-22 | 103 | $31.85 |
| 2026-05-14 | 322 | $31.75 |
| 2026-05-13 | 9,694 | $31.69 |
| 2026-05-12 | 322 | $31.74 |
| 2026-05-06 | 355 | $31.41 |
| 2026-05-05 | 763 | $31.31 |
| 2026-05-04 | 240 | $31.34 |
| 2026-04-29 | 400 | $31.05 |
| 2026-04-24 | 20 | $30.92 |
| 2026-04-23 | 627 | $31.01 |
| 2026-04-22 | 10 | $30.79 |
| 2026-04-21 | 10 | $30.86 |
| 2026-04-20 | 10 | $30.90 |
| 2026-04-14 | 47,675 | $30.28 |
| 2026-04-13 | 777 | $30.14 |
| 2026-04-09 | 16,454 | $29.94 |
| 2026-04-08 | 14,818 | $29.46 |
| 2026-04-07 | 13,060 | $29.46 |
| 2026-04-06 | 746 | $29.40 |
| 2026-04-02 | 765 | $29.34 |
| 2026-04-01 | 128 | $29.16 |
| 2026-03-31 | 128 | $29.09 |
| 2026-03-12 | 10 | $28.97 |
| 2026-03-11 | 10 | $28.94 |
| 2026-03-10 | 10 | $28.94 |
| 2026-02-20 | 301 | $28.79 |
| 2026-02-19 | 301 | $28.81 |
| 2026-02-18 | 301 | $28.76 |
| 2026-02-17 | 29,162 | $28.73 |
| 2026-02-05 | 4,812 | $28.73 |
| 2026-02-04 | 4,468 | $28.77 |
| 2026-02-03 | 1,415 | $28.82 |
| 2026-02-02 | 11,315 | $28.78 |
| 2026-01-30 | 10,882 | $28.81 |
| 2026-01-29 | 10,473 | $28.82 |
| 2026-01-28 | 5,346 | $28.82 |
| 2026-01-15 | 167 | $28.69 |
| 2026-01-14 | 15 | $28.73 |
| 2026-01-13 | 15 | $28.73 |
| 2026-01-12 | 15 | $28.73 |
| 2026-01-06 | 114 | $28.66 |
| 2026-01-05 | 2,772 | $28.62 |
| 2026-01-02 | 2,771 | $28.62 |
| 2025-12-31 | 3,470 | $28.63 |
| 2025-12-30 | 3,056 | $28.64 |
| 2025-12-29 | 2,856 | $28.66 |
| 2025-12-26 | 2,157 | $28.60 |
| 2025-12-23 | 96,973 | $28.57 |
| 2025-12-16 | 400 | $28.43 |
Showing 90 most recent of 118.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 69420N544 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.