Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 69420N551
Over the rolling 12-month window, securities of PGIM ROCK ETF TR NASDAQ-100 BU failed to deliver in the NSCC's Continuous Net Settlement system on 72 settlement days, totaling 491,500 fail shares and peaking at 145,492 shares on 2026-01-08. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-01 | 1,776 | $32.78 |
| 2026-09-24 | 114 | $32.71 |
| 2026-09-23 | 114 | $32.79 |
| 2026-09-22 | 3 | $32.73 |
| 2026-09-16 | 1 | $32.13 |
| 2026-08-17 | 2,792 | $32.22 |
| 2026-08-14 | 1,329 | $32.21 |
| 2026-07-28 | 3,995 | $31.19 |
| 2026-07-27 | 1,735 | $31.16 |
| 2026-07-15 | 8 | $31.69 |
| 2026-06-26 | 70 | $31.36 |
| 2026-06-25 | 70 | $31.27 |
| 2026-06-24 | 70 | $31.30 |
| 2026-06-22 | 502 | $31.67 |
| 2026-06-18 | 502 | $31.44 |
| 2026-06-17 | 504 | $31.59 |
| 2026-06-16 | 440 | $31.75 |
| 2026-06-12 | 177 | $31.34 |
| 2026-06-11 | 277 | $31.00 |
| 2026-06-10 | 277 | $31.23 |
| 2026-06-08 | 306 | $31.21 |
| 2026-06-05 | 306 | $31.72 |
| 2026-06-04 | 206 | $31.72 |
| 2026-06-02 | 225 | $31.75 |
| 2026-06-01 | 225 | $31.73 |
| 2026-05-29 | 2,399 | $31.67 |
| 2026-05-27 | 2,828 | $31.59 |
| 2026-05-26 | 25 | $31.46 |
| 2026-05-22 | 88 | $31.41 |
| 2026-05-04 | 136 | $30.79 |
| 2026-05-01 | 135 | $30.66 |
| 2026-04-29 | 42 | $30.43 |
| 2026-04-28 | 42 | $30.54 |
| 2026-04-27 | 40 | $30.55 |
| 2026-04-23 | 300 | $30.36 |
| 2026-04-22 | 1,874 | $30.11 |
| 2026-04-21 | 300 | $30.16 |
| 2026-04-17 | 924 | $30.02 |
| 2026-04-16 | 924 | $29.96 |
| 2026-04-15 | 924 | $29.79 |
| 2026-03-17 | 1 | $28.87 |
| 2026-03-16 | 431 | $28.62 |
| 2026-03-13 | 846 | $28.76 |
| 2026-03-11 | 296 | $29.03 |
| 2026-03-10 | 1,413 | $29.05 |
| 2026-03-09 | 4,077 | $28.80 |
| 2026-03-06 | 1,354 | $29.11 |
| 2026-02-25 | 385 | $29.07 |
| 2026-02-24 | 485 | $28.84 |
| 2026-02-23 | 132 | $29.07 |
| 2026-02-20 | 132 | $28.93 |
| 2026-02-19 | 132 | $28.99 |
| 2026-02-10 | 3,455 | $29.30 |
| 2026-02-09 | 7,078 | $29.15 |
| 2026-02-06 | 3,255 | $28.72 |
| 2026-02-03 | 200 | $29.49 |
| 2026-02-02 | 231 | $29.36 |
| 2026-01-30 | 200 | $29.58 |
| 2026-01-28 | 301 | $29.63 |
| 2026-01-27 | 1,785 | $29.49 |
| 2026-01-26 | 200 | $29.42 |
| 2026-01-16 | 1,255 | $29.35 |
| 2026-01-15 | 1,255 | $29.32 |
| 2026-01-14 | 1,988 | $29.50 |
| 2026-01-13 | 35,064 | $29.52 |
| 2026-01-12 | 41,781 | $29.50 |
| 2026-01-09 | 41,545 | $29.31 |
| 2026-01-08 | 145,492 | $29.40 |
| 2026-01-07 | 102 | $29.38 |
| 2026-01-06 | 1,666 | $29.28 |
| 2026-01-05 | 9,334 | $29.17 |
| 2026-01-02 | 2,132 | $29.18 |
| 2025-12-23 | 96,691 | $29.09 |
| 2025-11-20 | 3,831 | $28.21 |
| 2025-11-19 | 3,831 | $28.13 |
| 2025-11-18 | 3,831 | $28.25 |
| 2025-11-17 | 3,831 | $28.34 |
| 2025-11-13 | 414 | $28.53 |
| 2025-11-06 | 8,658 | $28.51 |
| 2025-11-05 | 10,758 | $28.50 |
| 2025-11-04 | 5,531 | $28.40 |
| 2025-10-29 | 29 | $28.57 |
| 2025-10-28 | 6,475 | $28.54 |
| 2025-10-27 | 6,476 | $28.42 |
| 2025-10-24 | 6,351 | $28.33 |
| 2025-10-23 | 4,009 | $28.22 |
| 2025-10-22 | 235 | $28.31 |
| 2025-10-21 | 232 | $28.30 |
| 2025-10-20 | 281 | $28.11 |
| 2025-10-17 | 281 | $27.99 |
Showing 90 most recent of 97.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 69420N551 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.