Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 69420N569
Over the rolling 12-month window, securities of PGIM ROCK ETF TR S&P 500 MAX B failed to deliver in the NSCC's Continuous Net Settlement system on 34 settlement days, totaling 162,392 fail shares and peaking at 52,498 shares on 2025-12-03. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-15 | 557 | $26.17 |
| 2026-09-14 | 561 | $26.19 |
| 2026-09-11 | 15 | $26.14 |
| 2026-09-10 | 3 | $26.17 |
| 2026-09-09 | 5 | $26.19 |
| 2026-08-17 | 1 | $26.12 |
| 2026-08-14 | 41 | $26.11 |
| 2026-08-13 | 83 | $26.10 |
| 2026-08-12 | 414 | $26.09 |
| 2026-08-11 | 414 | $26.09 |
| 2026-08-10 | 1 | $26.08 |
| 2026-08-07 | 77 | $26.07 |
| 2026-08-06 | 95 | $26.07 |
| 2026-08-05 | 33 | $26.05 |
| 2026-08-03 | 66 | $25.96 |
| 2026-07-31 | 65 | $25.92 |
| 2026-07-30 | 64 | $25.84 |
| 2026-07-10 | 386 | $25.87 |
| 2026-07-09 | 386 | $25.83 |
| 2026-07-08 | 7,140 | $25.84 |
| 2026-07-07 | 49,532 | $25.85 |
| 2026-07-06 | 77,158 | $25.81 |
| 2026-07-02 | 42,040 | $25.82 |
| 2026-07-01 | 2 | $25.79 |
| 2026-06-30 | 2 | $25.75 |
| 2026-05-20 | 1 | $25.65 |
| 2026-05-19 | 1 | $25.66 |
| 2026-05-18 | 1 | $25.67 |
| 2026-05-15 | 16 | $25.69 |
| 2026-05-14 | 15 | $25.70 |
| 2026-05-13 | 15 | $25.66 |
| 2026-04-09 | 59 | $25.23 |
| 2026-03-13 | 1 | $25.11 |
| 2026-03-12 | 1 | $25.18 |
| 2026-03-11 | 1 | $25.17 |
| 2026-02-06 | 37 | $25.13 |
| 2026-02-05 | 37 | $25.18 |
| 2026-02-04 | 37 | $25.20 |
| 2025-12-31 | 2 | $25.14 |
| 2025-12-30 | 2 | $25.14 |
| 2025-12-29 | 2,718 | $25.14 |
| 2025-12-26 | 2,818 | $25.13 |
| 2025-12-24 | 2,918 | $25.11 |
| 2025-12-23 | 2,918 | $25.13 |
| 2025-12-22 | 1,481 | $25.05 |
| 2025-12-19 | 1,433 | $25.02 |
| 2025-12-18 | 1,633 | $24.98 |
| 2025-12-17 | 1,631 | $25.01 |
| 2025-12-16 | 305 | $25.02 |
| 2025-12-15 | 50 | $25.04 |
| 2025-12-12 | 3,745 | $25.08 |
| 2025-12-11 | 4,405 | $25.06 |
| 2025-12-10 | 4,305 | $25.04 |
| 2025-12-09 | 2,905 | $25.02 |
| 2025-12-08 | 2,305 | $25.04 |
| 2025-12-05 | 12,225 | $25.02 |
| 2025-12-04 | 14,626 | $25.03 |
| 2025-12-03 | 52,498 | $25.04 |
| 2025-12-02 | 47,247 | $25.00 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 69420N569 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.