Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 69420N577
Over the rolling 12-month window, securities of PGIM ROCK ETF TR PGIM S&P 500 failed to deliver in the NSCC's Continuous Net Settlement system on 30 settlement days, totaling 269,462 fail shares and peaking at 84,722 shares on 2025-11-05. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 74 | $26.55 |
| 2026-07-02 | 1 | $25.93 |
| 2026-07-01 | 1 | $25.92 |
| 2026-01-30 | 1 | $25.27 |
| 2026-01-29 | 1 | $25.20 |
| 2026-01-28 | 1 | $25.28 |
| 2026-01-26 | 1 | $25.24 |
| 2026-01-23 | 1 | $25.22 |
| 2026-01-22 | 1 | $25.21 |
| 2026-01-14 | 21 | $25.25 |
| 2026-01-13 | 21 | $25.27 |
| 2026-01-12 | 21 | $25.26 |
| 2026-01-08 | 1,146 | $25.22 |
| 2026-01-07 | 1,146 | $25.23 |
| 2026-01-06 | 1,146 | $25.21 |
| 2026-01-05 | 1,146 | $25.16 |
| 2025-12-29 | 50 | $25.20 |
| 2025-12-26 | 100 | $25.19 |
| 2025-12-24 | 100 | $25.17 |
| 2025-12-23 | 73 | $25.15 |
| 2025-11-25 | 39 | $25.01 |
| 2025-11-24 | 5,203 | $24.92 |
| 2025-11-21 | 5,639 | $24.87 |
| 2025-11-20 | 6,162 | $24.93 |
| 2025-11-19 | 6,112 | $24.92 |
| 2025-11-18 | 2,466 | $24.94 |
| 2025-11-17 | 2,466 | $24.98 |
| 2025-11-12 | 16,027 | $25.06 |
| 2025-11-10 | 13,902 | $24.98 |
| 2025-11-07 | 13,788 | $24.98 |
| 2025-11-06 | 43,387 | $25.01 |
| 2025-11-05 | 84,722 | $24.99 |
| 2025-11-04 | 64,573 | $25.02 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 69420N577 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.