Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 69420N585
Over the rolling 12-month window, securities of PGIM ROCK ETF TR PGIM S&P 500 failed to deliver in the NSCC's Continuous Net Settlement system on 51 settlement days, totaling 148,538 fail shares and peaking at 19,718 shares on 2025-10-03. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-13 | 10,127 | $26.67 |
| 2026-10-09 | 18,501 | $26.64 |
| 2026-10-08 | 15,150 | $26.65 |
| 2026-10-07 | 15,383 | $26.69 |
| 2026-10-06 | 12,033 | $26.62 |
| 2026-10-05 | 10,426 | $26.59 |
| 2026-10-02 | 61,537 | $26.58 |
| 2026-10-01 | 34,005 | $26.53 |
| 2026-09-30 | 200 | $26.50 |
| 2026-09-29 | 201 | $26.50 |
| 2026-09-25 | 2 | $26.50 |
| 2026-09-24 | 1 | $26.50 |
| 2026-09-21 | 3 | $26.47 |
| 2026-09-18 | 2 | $26.46 |
| 2026-09-17 | 1 | $26.43 |
| 2026-09-15 | 16 | $26.45 |
| 2026-09-14 | 17 | $26.45 |
| 2026-09-11 | 3 | $26.41 |
| 2026-09-09 | 4 | $26.43 |
| 2026-09-08 | 302 | $26.44 |
| 2026-09-04 | 2 | $26.42 |
| 2026-08-25 | 247 | $26.35 |
| 2026-08-24 | 244 | $26.35 |
| 2026-08-21 | 245 | $26.33 |
| 2026-08-18 | 2 | $26.33 |
| 2026-08-17 | 131 | $26.33 |
| 2026-08-14 | 259 | $26.32 |
| 2026-08-13 | 120 | $26.31 |
| 2026-08-12 | 125 | $26.30 |
| 2026-08-11 | 122 | $26.30 |
| 2026-08-10 | 3 | $26.29 |
| 2026-08-07 | 122 | $26.27 |
| 2026-08-06 | 122 | $26.27 |
| 2026-08-05 | 122 | $26.27 |
| 2026-08-04 | 122 | $26.23 |
| 2026-07-21 | 1 | $26.13 |
| 2026-07-20 | 1 | $26.12 |
| 2026-07-16 | 7 | $26.14 |
| 2026-07-15 | 6 | $26.13 |
| 2026-07-14 | 3 | $26.13 |
| 2026-07-09 | 1 | $26.08 |
| 2026-07-08 | 1 | $26.09 |
| 2026-07-01 | 2 | $26.03 |
| 2026-06-30 | 1 | $26.00 |
| 2026-06-29 | 1 | $25.97 |
| 2026-06-24 | 31 | $25.98 |
| 2026-06-23 | 31 | $26.02 |
| 2026-06-22 | 31 | $26.02 |
| 2026-05-15 | 15 | $25.88 |
| 2026-05-14 | 1,142 | $25.86 |
| 2026-05-13 | 1,142 | $25.84 |
| 2026-05-12 | 1,127 | $25.84 |
| 2026-05-01 | 200 | $25.75 |
| 2026-04-30 | 1,449 | $25.69 |
| 2026-04-28 | 450 | $25.72 |
| 2026-04-27 | 1,577 | $25.71 |
| 2026-04-24 | 1,577 | $25.68 |
| 2026-04-23 | 1,127 | $25.70 |
| 2026-04-22 | 1,127 | $25.66 |
| 2026-04-21 | 1,127 | $25.67 |
| 2026-04-20 | 1,127 | $25.69 |
| 2026-04-17 | 1,127 | $25.62 |
| 2026-04-16 | 3,127 | $25.60 |
| 2026-04-15 | 4,016 | $25.58 |
| 2026-04-14 | 10,523 | $25.50 |
| 2026-04-13 | 10,623 | $25.47 |
| 2026-04-10 | 11,023 | $25.47 |
| 2026-04-02 | 224 | $25.25 |
| 2026-04-01 | 224 | $25.20 |
| 2026-03-31 | 302 | $25.07 |
| 2026-03-20 | 83 | $25.25 |
| 2026-03-19 | 83 | $25.27 |
| 2026-03-18 | 83 | $25.34 |
| 2026-03-16 | 100 | $25.27 |
| 2026-03-13 | 100 | $25.30 |
| 2026-03-12 | 100 | $25.36 |
| 2025-11-17 | 247 | $25.05 |
| 2025-11-14 | 247 | $25.05 |
| 2025-11-07 | 997 | $25.05 |
| 2025-11-06 | 327 | $25.08 |
| 2025-11-05 | 327 | $25.07 |
| 2025-10-28 | 7,165 | $25.19 |
| 2025-10-27 | 6,227 | $25.11 |
| 2025-10-24 | 4,399 | $25.08 |
| 2025-10-23 | 5,399 | $25.08 |
| 2025-10-22 | 1,509 | $25.08 |
| 2025-10-21 | 913 | $25.07 |
| 2025-10-20 | 1,319 | $25.03 |
| 2025-10-17 | 1,419 | $25.03 |
| 2025-10-16 | 4,785 | $25.05 |
Showing 90 most recent of 99.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 69420N585 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.