Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 69420N619
Over the rolling 12-month window, securities of PGIM ROCK ETF TR PGIM S&P 500 failed to deliver in the NSCC's Continuous Net Settlement system on 34 settlement days, totaling 78,908 fail shares and peaking at 37,239 shares on 2025-08-04. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-08 | 41 | $27.06 |
| 2026-10-07 | 144 | $27.07 |
| 2026-10-06 | 8 | $27.03 |
| 2026-09-16 | 75 | $26.87 |
| 2026-09-15 | 267 | $26.89 |
| 2026-09-14 | 105 | $26.92 |
| 2026-09-08 | 154 | $26.97 |
| 2026-09-04 | 1,233 | $26.97 |
| 2026-09-03 | 983 | $26.91 |
| 2026-09-02 | 2,116 | $26.89 |
| 2026-09-01 | 908 | $26.92 |
| 2026-08-31 | 1,606 | $26.94 |
| 2026-08-28 | 7,751 | $26.95 |
| 2026-08-27 | 7,113 | $26.93 |
| 2026-08-26 | 2,601 | $26.92 |
| 2026-08-25 | 2,597 | $26.92 |
| 2026-08-24 | 1,057 | $26.94 |
| 2026-08-21 | 1,936 | $26.93 |
| 2026-08-20 | 6,611 | $26.95 |
| 2026-08-19 | 7,810 | $26.95 |
| 2026-08-18 | 4,093 | $26.97 |
| 2026-08-17 | 1,976 | $26.97 |
| 2026-08-14 | 162 | $26.98 |
| 2026-08-13 | 161 | $26.95 |
| 2026-08-12 | 14,144 | $26.92 |
| 2026-08-11 | 11,571 | $26.92 |
| 2026-08-10 | 11,524 | $26.92 |
| 2026-08-07 | 11,463 | $26.89 |
| 2026-08-06 | 8,996 | $26.90 |
| 2026-08-05 | 49,000 | $26.89 |
| 2026-08-04 | 48,775 | $26.80 |
| 2026-08-03 | 7,064 | $26.76 |
| 2026-07-10 | 3 | $26.67 |
| 2026-07-09 | 1 | $26.65 |
| 2026-07-08 | 2 | $26.66 |
| 2026-07-06 | 2 | $26.63 |
| 2026-07-02 | 1 | $26.62 |
| 2026-07-01 | 1 | $26.61 |
| 2026-06-30 | 1 | $26.58 |
| 2026-06-29 | 1 | $26.56 |
| 2026-03-16 | 21 | $25.73 |
| 2026-03-13 | 21 | $25.77 |
| 2026-03-12 | 21 | $25.85 |
| 2026-02-18 | 3 | $25.86 |
| 2026-02-17 | 2 | $25.84 |
| 2025-11-28 | 21 | $25.58 |
| 2025-11-24 | 21 | $25.44 |
| 2025-11-21 | 50 | $25.39 |
| 2025-11-20 | 50 | $25.44 |
| 2025-11-19 | 50 | $25.42 |
| 2025-10-15 | 1 | $25.43 |
| 2025-10-14 | 1 | $25.43 |
| 2025-10-10 | 1 | $25.47 |
| 2025-10-02 | 1,203 | $25.46 |
| 2025-10-01 | 1,679 | $25.44 |
| 2025-09-30 | 1,816 | $25.42 |
| 2025-09-29 | 2,016 | $25.40 |
| 2025-09-24 | 110 | $25.40 |
| 2025-09-22 | 183 | $25.41 |
| 2025-09-19 | 2,083 | $25.39 |
| 2025-09-12 | 848 | $25.35 |
| 2025-09-11 | 1,448 | $25.30 |
| 2025-09-03 | 100 | $25.16 |
| 2025-09-02 | 147 | $25.21 |
| 2025-08-29 | 100 | $25.23 |
| 2025-08-15 | 100 | $25.17 |
| 2025-08-14 | 100 | $25.17 |
| 2025-08-13 | 100 | $25.14 |
| 2025-08-11 | 120 | $25.09 |
| 2025-08-08 | 120 | $25.05 |
| 2025-08-07 | 4,015 | $25.17 |
| 2025-08-06 | 6,979 | $25.04 |
| 2025-08-05 | 18,139 | $25.05 |
| 2025-08-04 | 37,239 | $25.01 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 69420N619 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.