Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 69420N627
Over the rolling 12-month window, securities of PGIM ROCK ETF TR PGIM S&P 500 failed to deliver in the NSCC's Continuous Net Settlement system on 37 settlement days, totaling 71,760 fail shares and peaking at 12,227 shares on 2026-04-10. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-08 | 4,092 | $27.05 |
| 2026-10-07 | 4,150 | $27.06 |
| 2026-10-06 | 4,154 | $27.03 |
| 2026-10-05 | 31 | $26.98 |
| 2026-10-02 | 260 | $26.92 |
| 2026-10-01 | 1 | $26.93 |
| 2026-09-25 | 565 | $26.93 |
| 2026-09-17 | 74 | $26.80 |
| 2026-09-16 | 83 | $26.85 |
| 2026-09-14 | 89 | $26.90 |
| 2026-09-08 | 147 | $26.93 |
| 2026-09-04 | 129 | $26.95 |
| 2026-09-03 | 211 | $26.89 |
| 2026-08-27 | 1,367 | $26.89 |
| 2026-08-26 | 1,940 | $26.88 |
| 2026-08-25 | 2,997 | $26.88 |
| 2026-08-24 | 2,998 | $26.89 |
| 2026-08-21 | 1,178 | $26.88 |
| 2026-08-20 | 13,665 | $26.89 |
| 2026-08-19 | 14,714 | $26.90 |
| 2026-08-18 | 13,585 | $26.93 |
| 2026-08-17 | 1,735 | $26.94 |
| 2026-08-14 | 2,033 | $26.94 |
| 2026-08-13 | 1,305 | $26.91 |
| 2026-08-12 | 2,183 | $26.89 |
| 2026-08-11 | 2,982 | $26.90 |
| 2026-08-10 | 750 | $26.89 |
| 2026-08-07 | 1,002 | $26.86 |
| 2026-08-05 | 2,939 | $26.87 |
| 2026-08-04 | 6,057 | $26.79 |
| 2026-08-03 | 5,193 | $26.72 |
| 2026-07-31 | 3,194 | $26.68 |
| 2026-07-30 | 3,386 | $26.65 |
| 2026-07-29 | 1,658 | $26.66 |
| 2026-07-28 | 198 | $26.63 |
| 2026-07-27 | 1 | $26.62 |
| 2026-07-23 | 2,008 | $26.69 |
| 2026-07-22 | 2,014 | $26.69 |
| 2026-07-21 | 3 | $26.65 |
| 2026-07-20 | 867 | $26.67 |
| 2026-07-17 | 1,950 | $26.71 |
| 2026-07-16 | 3,424 | $26.73 |
| 2026-07-15 | 2,745 | $26.70 |
| 2026-07-14 | 1,939 | $26.69 |
| 2026-07-13 | 56,333 | $26.73 |
| 2026-07-10 | 55,534 | $26.69 |
| 2026-07-09 | 1,745 | $26.65 |
| 2026-07-08 | 26,006 | $26.68 |
| 2026-07-07 | 30,586 | $26.69 |
| 2026-07-06 | 30,537 | $26.64 |
| 2026-07-02 | 26,094 | $26.67 |
| 2026-07-01 | 843 | $26.61 |
| 2026-06-30 | 302 | $26.62 |
| 2026-06-29 | 9 | $26.61 |
| 2026-06-25 | 9 | $26.59 |
| 2026-06-24 | 9 | $26.63 |
| 2026-06-23 | 9 | $26.60 |
| 2026-06-22 | 30 | $26.59 |
| 2026-05-15 | 1 | $26.47 |
| 2026-05-14 | 16 | $26.45 |
| 2026-05-13 | 16 | $26.44 |
| 2026-05-07 | 1 | $26.41 |
| 2026-05-06 | 1 | $26.39 |
| 2026-05-05 | 1 | $26.37 |
| 2026-04-30 | 1 | $26.33 |
| 2026-04-29 | 1 | $26.33 |
| 2026-04-28 | 1 | $26.33 |
| 2026-04-24 | 1 | $26.29 |
| 2026-04-23 | 1 | $26.31 |
| 2026-04-22 | 1 | $26.28 |
| 2026-04-20 | 1 | $26.29 |
| 2026-04-17 | 1 | $26.25 |
| 2026-04-16 | 1 | $26.25 |
| 2026-04-15 | 12,034 | $26.22 |
| 2026-04-14 | 12,129 | $26.18 |
| 2026-04-13 | 12,129 | $26.14 |
| 2026-04-10 | 12,227 | $26.13 |
| 2026-04-07 | 2 | $25.94 |
| 2026-04-06 | 2 | $25.91 |
| 2025-11-05 | 1 | $25.60 |
| 2025-11-04 | 1 | $25.63 |
| 2025-11-03 | 1 | $25.63 |
| 2025-10-31 | 1 | $25.63 |
| 2025-10-07 | 1 | $25.56 |
| 2025-08-07 | 1 | $25.19 |
| 2025-07-16 | 8 | $25.02 |
| 2025-07-15 | 8 | $25.07 |
| 2025-07-14 | 139 | $25.08 |
| 2025-07-11 | 302 | $25.08 |
| 2025-07-10 | 304 | $25.07 |
Showing 90 most recent of 95.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 69420N627 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.