Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 69420N635
Over the rolling 12-month window, securities of PGIM ROCK ETF TR S&P 500 MAX B failed to deliver in the NSCC's Continuous Net Settlement system on 53 settlement days, totaling 43,999 fail shares and peaking at 15,701 shares on 2025-06-03. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-02 | 250 | $26.98 |
| 2026-09-15 | 292 | $26.91 |
| 2026-09-14 | 294 | $26.94 |
| 2026-09-04 | 4 | $26.99 |
| 2026-08-31 | 46 | $26.97 |
| 2026-08-28 | 22 | $26.98 |
| 2026-08-24 | 132 | $26.93 |
| 2026-08-21 | 139 | $26.92 |
| 2026-08-20 | 56 | $26.94 |
| 2026-08-19 | 55 | $26.94 |
| 2026-08-18 | 54 | $26.97 |
| 2026-08-14 | 53 | $26.98 |
| 2026-08-13 | 18 | $26.95 |
| 2026-08-12 | 17 | $26.93 |
| 2026-08-11 | 46 | $26.94 |
| 2026-08-10 | 53 | $26.93 |
| 2026-07-27 | 1 | $26.66 |
| 2026-07-24 | 358 | $26.65 |
| 2026-07-22 | 948 | $26.73 |
| 2026-07-21 | 950 | $26.71 |
| 2026-07-20 | 1,123 | $26.69 |
| 2026-07-17 | 1,122 | $26.74 |
| 2026-07-16 | 1,816 | $26.78 |
| 2026-07-15 | 1,772 | $26.73 |
| 2026-07-14 | 1 | $26.71 |
| 2026-07-13 | 2,622 | $26.74 |
| 2026-07-10 | 2,549 | $26.73 |
| 2026-07-09 | 6,077 | $26.68 |
| 2026-07-08 | 15,653 | $26.69 |
| 2026-07-07 | 68,548 | $26.72 |
| 2026-07-06 | 68,543 | $26.65 |
| 2026-07-02 | 40,508 | $26.68 |
| 2026-07-01 | 2 | $26.67 |
| 2026-06-30 | 1 | $26.63 |
| 2026-06-29 | 1,396 | $26.54 |
| 2026-06-26 | 1,019 | $26.57 |
| 2026-06-25 | 1,018 | $26.58 |
| 2026-06-24 | 1 | $26.59 |
| 2026-06-23 | 1,021 | $26.65 |
| 2026-06-22 | 176 | $26.67 |
| 2026-06-18 | 180 | $26.60 |
| 2026-06-17 | 5 | $26.69 |
| 2026-06-16 | 453 | $26.71 |
| 2026-06-15 | 332 | $26.64 |
| 2026-06-12 | 331 | $26.62 |
| 2026-06-10 | 503 | $26.59 |
| 2026-06-09 | 431 | $26.61 |
| 2026-06-08 | 403 | $26.63 |
| 2026-06-05 | 17,443 | $26.75 |
| 2026-06-04 | 18,059 | $26.72 |
| 2026-06-03 | 16,537 | $26.75 |
| 2026-06-02 | 7,124 | $26.74 |
| 2026-06-01 | 3,949 | $26.72 |
| 2026-05-29 | 1 | $26.72 |
| 2026-05-28 | 1 | $26.71 |
| 2026-05-12 | 1 | $26.66 |
| 2026-04-24 | 1 | $26.57 |
| 2026-04-23 | 1 | $26.59 |
| 2026-04-22 | 1 | $26.57 |
| 2026-04-21 | 1 | $26.57 |
| 2026-03-06 | 1 | $26.30 |
| 2026-03-05 | 1 | $26.32 |
| 2026-03-04 | 1 | $26.28 |
| 2026-02-09 | 4 | $26.26 |
| 2026-02-06 | 4 | $26.19 |
| 2026-02-05 | 4 | $26.22 |
| 2026-02-02 | 1 | $26.23 |
| 2026-01-30 | 1 | $26.23 |
| 2026-01-29 | 1 | $26.23 |
| 2026-01-14 | 6 | $26.18 |
| 2026-01-13 | 3 | $26.19 |
| 2026-01-12 | 3 | $26.18 |
| 2025-12-18 | 1 | $25.99 |
| 2025-12-17 | 1 | $26.02 |
| 2025-12-16 | 1 | $26.02 |
| 2025-10-17 | 1 | $25.78 |
| 2025-10-16 | 4 | $25.79 |
| 2025-10-15 | 4 | $25.80 |
| 2025-09-18 | 1 | $25.72 |
| 2025-09-17 | 1 | $25.72 |
| 2025-09-16 | 1 | $25.72 |
| 2025-09-15 | 4 | $25.71 |
| 2025-08-06 | 1 | $25.45 |
| 2025-08-05 | 1 | $25.48 |
| 2025-07-28 | 3 | $25.46 |
| 2025-07-25 | 3 | $25.44 |
| 2025-07-24 | 1 | $25.43 |
| 2025-07-18 | 1 | $25.38 |
| 2025-07-17 | 5 | $25.36 |
| 2025-07-16 | 4 | $25.35 |
Showing 90 most recent of 106.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 69420N635 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.