Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 69420N643
Over the rolling 12-month window, securities of PGIM ROCK ETF TR PGIM S&P 500 failed to deliver in the NSCC's Continuous Net Settlement system on 38 settlement days, totaling 45,751 fail shares and peaking at 11,239 shares on 2026-05-04. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-11 | 3 | $27.03 |
| 2026-09-10 | 2 | $27.06 |
| 2026-09-09 | 1 | $27.08 |
| 2026-09-04 | 3 | $27.10 |
| 2026-09-03 | 2 | $27.06 |
| 2026-09-02 | 1 | $27.03 |
| 2026-08-31 | 1 | $27.07 |
| 2026-08-28 | 7 | $27.06 |
| 2026-08-27 | 5 | $27.04 |
| 2026-08-26 | 2 | $27.04 |
| 2026-08-25 | 1 | $27.03 |
| 2026-08-24 | 1 | $27.03 |
| 2026-08-20 | 1 | $27.04 |
| 2026-08-19 | 85 | $27.03 |
| 2026-08-18 | 84 | $27.05 |
| 2026-08-17 | 84 | $27.06 |
| 2026-07-08 | 2 | $26.80 |
| 2026-07-07 | 3 | $26.82 |
| 2026-07-06 | 2 | $26.77 |
| 2026-07-02 | 2 | $26.77 |
| 2026-07-01 | 2 | $26.77 |
| 2026-06-29 | 1 | $26.69 |
| 2026-06-22 | 9 | $26.76 |
| 2026-06-10 | 1 | $26.69 |
| 2026-06-09 | 83 | $26.71 |
| 2026-06-08 | 101 | $26.70 |
| 2026-06-05 | 1 | $26.80 |
| 2026-05-28 | 8,551 | $26.76 |
| 2026-05-27 | 8,565 | $26.75 |
| 2026-05-26 | 5,679 | $26.72 |
| 2026-05-22 | 142 | $26.70 |
| 2026-05-21 | 27 | $26.69 |
| 2026-05-20 | 27 | $26.66 |
| 2026-05-19 | 300 | $26.68 |
| 2026-05-18 | 1,801 | $26.69 |
| 2026-05-15 | 1,612 | $26.72 |
| 2026-05-13 | 325 | $26.68 |
| 2026-05-12 | 43 | $26.68 |
| 2026-05-11 | 43 | $26.68 |
| 2026-05-08 | 499 | $26.64 |
| 2026-05-07 | 920 | $26.66 |
| 2026-05-06 | 1,121 | $26.61 |
| 2026-05-05 | 1,220 | $26.57 |
| 2026-05-04 | 11,239 | $26.64 |
| 2026-05-01 | 138 | $26.61 |
| 2026-04-30 | 393 | $26.61 |
| 2026-04-23 | 40 | $26.58 |
| 2026-04-22 | 40 | $26.58 |
| 2026-04-21 | 40 | $26.57 |
| 2026-03-16 | 98 | $26.37 |
| 2026-03-13 | 101 | $26.37 |
| 2026-03-12 | 99 | $26.39 |
| 2025-08-01 | 1 | $25.57 |
| 2025-07-25 | 1 | $25.57 |
| 2025-07-22 | 10 | $25.54 |
| 2025-07-21 | 10 | $25.53 |
| 2025-07-18 | 10 | $25.52 |
| 2025-07-17 | 5 | $25.51 |
| 2025-07-16 | 5 | $25.51 |
| 2025-07-15 | 5 | $25.51 |
| 2025-06-06 | 452 | $25.28 |
| 2025-06-05 | 452 | $25.28 |
| 2025-06-04 | 482 | $25.27 |
| 2025-06-03 | 579 | $25.24 |
| 2025-06-02 | 676 | $25.24 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 69420N643 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.