Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 69420N668
Over the rolling 12-month window, securities of PGIM ROCK ETF TR PGIM S&P 500 failed to deliver in the NSCC's Continuous Net Settlement system on 47 settlement days, totaling 179,745 fail shares and peaking at 42,414 shares on 2026-03-06. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-09 | 1 | $27.53 |
| 2026-10-08 | 1 | $27.54 |
| 2026-10-07 | 1 | $27.54 |
| 2026-10-05 | 4 | $27.50 |
| 2026-10-02 | 1 | $27.47 |
| 2026-10-01 | 1 | $27.48 |
| 2026-09-28 | 1 | $27.47 |
| 2026-09-25 | 1 | $27.45 |
| 2026-09-24 | 1 | $27.46 |
| 2026-09-15 | 1 | $27.39 |
| 2026-09-14 | 1 | $27.41 |
| 2026-09-11 | 1 | $27.35 |
| 2026-08-13 | 2 | $27.33 |
| 2026-08-12 | 2 | $27.32 |
| 2026-08-11 | 2 | $27.32 |
| 2026-08-10 | 2 | $27.31 |
| 2026-08-06 | 1 | $27.30 |
| 2026-08-03 | 1 | $27.21 |
| 2026-07-31 | 1 | $27.17 |
| 2026-07-29 | 1 | $27.15 |
| 2026-07-23 | 2 | $27.16 |
| 2026-07-22 | 2 | $27.15 |
| 2026-07-21 | 1 | $27.14 |
| 2026-07-13 | 2 | $27.14 |
| 2026-07-10 | 2 | $27.13 |
| 2026-07-09 | 2 | $27.09 |
| 2026-07-01 | 3 | $27.06 |
| 2026-06-30 | 2 | $27.04 |
| 2026-06-29 | 1 | $26.99 |
| 2026-03-25 | 1,110 | $26.45 |
| 2026-03-24 | 1,480 | $26.48 |
| 2026-03-20 | 800 | $26.49 |
| 2026-03-19 | 3,074 | $26.52 |
| 2026-03-18 | 3,121 | $26.56 |
| 2026-03-17 | 1,826 | $26.54 |
| 2026-03-16 | 1,826 | $26.51 |
| 2026-03-13 | 4,321 | $26.53 |
| 2026-03-12 | 2,660 | $26.58 |
| 2026-03-11 | 1,007 | $26.59 |
| 2026-03-10 | 389 | $26.61 |
| 2026-03-09 | 794 | $26.62 |
| 2026-03-06 | 42,414 | $26.61 |
| 2026-03-05 | 40,504 | $26.62 |
| 2026-03-04 | 19,668 | $26.61 |
| 2026-03-03 | 37,573 | $26.68 |
| 2026-03-02 | 9,680 | $26.65 |
| 2026-02-25 | 1 | $26.63 |
| 2026-02-24 | 1 | $26.63 |
| 2026-02-23 | 1 | $26.62 |
| 2025-12-18 | 7 | $26.25 |
| 2025-12-17 | 7 | $26.28 |
| 2025-12-16 | 7 | $26.28 |
| 2025-09-18 | 1 | $25.92 |
| 2025-09-17 | 1 | $25.93 |
| 2025-09-16 | 1 | $25.93 |
| 2025-09-15 | 4 | $25.92 |
| 2025-08-26 | 1 | $25.77 |
| 2025-08-25 | 3 | $25.78 |
| 2025-06-26 | 414 | $25.39 |
| 2025-06-25 | 414 | $25.38 |
| 2025-06-24 | 414 | $25.33 |
| 2025-06-23 | 414 | $25.26 |
| 2025-06-20 | 414 | $25.26 |
| 2025-06-18 | 414 | $25.26 |
| 2025-06-17 | 414 | $25.29 |
| 2025-06-16 | 415 | $25.24 |
| 2025-06-13 | 415 | $25.29 |
| 2025-06-12 | 415 | $25.26 |
| 2025-06-11 | 415 | $25.27 |
| 2025-06-10 | 415 | $25.24 |
| 2025-06-09 | 415 | $25.24 |
| 2025-06-06 | 415 | $25.18 |
| 2025-06-05 | 415 | $25.26 |
| 2025-06-04 | 415 | $25.21 |
| 2025-06-03 | 415 | $25.17 |
| 2025-06-02 | 415 | $25.15 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 69420N668 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.