Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 69420N676
Over the rolling 12-month window, securities of PGIM ROCK ETF TR PGIM S&P 500 failed to deliver in the NSCC's Continuous Net Settlement system on 49 settlement days, totaling 118,567 fail shares and peaking at 21,083 shares on 2026-02-03. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-16 | 168 | $27.60 |
| 2026-09-15 | 371 | $27.61 |
| 2026-09-14 | 203 | $27.63 |
| 2026-09-04 | 25 | $27.63 |
| 2026-09-03 | 20 | $27.59 |
| 2026-08-27 | 3 | $27.57 |
| 2026-08-26 | 3 | $27.56 |
| 2026-08-25 | 1 | $27.56 |
| 2026-08-24 | 1 | $27.57 |
| 2026-08-21 | 2 | $27.53 |
| 2026-08-20 | 19 | $27.55 |
| 2026-08-19 | 1 | $27.55 |
| 2026-08-18 | 1 | $27.58 |
| 2026-08-17 | 1 | $27.58 |
| 2026-08-13 | 400 | $27.55 |
| 2026-08-12 | 401 | $27.54 |
| 2026-08-11 | 1 | $27.54 |
| 2026-08-10 | 414 | $27.53 |
| 2026-08-07 | 415 | $27.52 |
| 2026-08-05 | 3 | $27.50 |
| 2026-07-29 | 1 | $27.34 |
| 2026-07-22 | 1 | $27.35 |
| 2026-07-21 | 1 | $27.33 |
| 2026-07-17 | 1 | $27.35 |
| 2026-07-14 | 1 | $27.34 |
| 2026-07-07 | 1 | $27.31 |
| 2026-07-01 | 3 | $27.26 |
| 2026-06-30 | 2 | $27.22 |
| 2026-06-29 | 1 | $27.17 |
| 2026-04-14 | 200 | $26.79 |
| 2026-04-13 | 200 | $26.75 |
| 2026-04-06 | 4,900 | $26.58 |
| 2026-03-31 | 27 | $26.41 |
| 2026-03-30 | 27 | $26.41 |
| 2026-03-27 | 17 | $26.50 |
| 2026-03-25 | 10 | $26.52 |
| 2026-03-24 | 10 | $26.56 |
| 2026-03-23 | 10 | $26.49 |
| 2026-03-20 | 576 | $26.57 |
| 2026-03-19 | 304 | $26.66 |
| 2026-03-18 | 2,990 | $26.66 |
| 2026-03-17 | 2,990 | $26.65 |
| 2026-03-16 | 3,028 | $26.61 |
| 2026-03-13 | 3,028 | $26.62 |
| 2026-03-12 | 3,028 | $26.68 |
| 2026-03-11 | 156 | $26.72 |
| 2026-03-10 | 156 | $26.68 |
| 2026-03-05 | 6 | $26.73 |
| 2026-03-04 | 135 | $26.71 |
| 2026-02-25 | 386 | $26.75 |
| 2026-02-24 | 386 | $26.70 |
| 2026-02-23 | 386 | $26.75 |
| 2026-02-20 | 558 | $26.71 |
| 2026-02-19 | 179 | $26.72 |
| 2026-02-18 | 3,406 | $26.74 |
| 2026-02-17 | 3,148 | $26.70 |
| 2026-02-13 | 1,378 | $26.68 |
| 2026-02-11 | 10 | $26.76 |
| 2026-02-10 | 599 | $26.76 |
| 2026-02-09 | 599 | $26.73 |
| 2026-02-06 | 18,263 | $26.66 |
| 2026-02-05 | 17,899 | $26.69 |
| 2026-02-04 | 17,745 | $26.71 |
| 2026-02-03 | 21,083 | $26.74 |
| 2026-02-02 | 167 | $26.73 |
| 2026-01-29 | 248 | $26.68 |
| 2026-01-28 | 526 | $26.70 |
| 2026-01-27 | 526 | $26.70 |
| 2026-01-26 | 526 | $26.69 |
| 2026-01-23 | 274 | $26.70 |
| 2025-12-19 | 645 | $26.47 |
| 2025-12-18 | 3,521 | $26.42 |
| 2025-12-17 | 3,521 | $26.47 |
| 2025-10-24 | 31 | $26.21 |
| 2025-10-23 | 31 | $26.18 |
| 2025-07-25 | 1 | $25.70 |
| 2025-06-03 | 363 | $25.17 |
| 2025-06-02 | 364 | $25.15 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 69420N676 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.