Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 69420N684
Over the rolling 12-month window, securities of PGIM ROCK ETF TR PGIM S&P 500 failed to deliver in the NSCC's Continuous Net Settlement system on 46 settlement days, totaling 144,784 fail shares and peaking at 40,517 shares on 2026-01-08. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-15 | 305 | $27.77 |
| 2026-09-14 | 303 | $27.79 |
| 2026-09-04 | 40 | $27.79 |
| 2026-09-03 | 31 | $27.75 |
| 2026-08-28 | 320 | $27.75 |
| 2026-08-27 | 321 | $27.73 |
| 2026-08-24 | 26 | $27.72 |
| 2026-08-21 | 303 | $27.71 |
| 2026-08-20 | 304 | $27.70 |
| 2026-08-19 | 1 | $27.70 |
| 2026-08-17 | 5 | $27.72 |
| 2026-08-13 | 62 | $27.69 |
| 2026-08-12 | 170 | $27.68 |
| 2026-08-11 | 117 | $27.68 |
| 2026-08-10 | 4 | $27.68 |
| 2026-08-07 | 120 | $27.66 |
| 2026-08-06 | 116 | $27.66 |
| 2026-08-05 | 116 | $27.65 |
| 2026-08-04 | 117 | $27.61 |
| 2026-08-03 | 1 | $27.56 |
| 2026-07-31 | 1 | $27.52 |
| 2026-07-09 | 1 | $27.43 |
| 2026-07-08 | 1 | $27.44 |
| 2026-07-06 | 1 | $27.42 |
| 2026-06-18 | 1 | $27.37 |
| 2026-06-17 | 1 | $27.42 |
| 2026-05-05 | 298 | $27.17 |
| 2026-04-29 | 1,841 | $27.15 |
| 2026-04-28 | 1,841 | $27.16 |
| 2026-04-27 | 1,802 | $27.16 |
| 2026-04-24 | 1,539 | $27.11 |
| 2026-04-02 | 30 | $26.72 |
| 2026-03-19 | 1 | $26.73 |
| 2026-03-16 | 142 | $26.73 |
| 2026-03-13 | 142 | $26.75 |
| 2026-03-12 | 142 | $26.81 |
| 2026-03-09 | 37 | $26.82 |
| 2026-02-25 | 140 | $26.87 |
| 2026-02-24 | 140 | $26.83 |
| 2026-02-12 | 100 | $26.87 |
| 2026-02-10 | 1,198 | $26.92 |
| 2026-02-09 | 1,348 | $26.86 |
| 2026-01-27 | 431 | $26.84 |
| 2026-01-26 | 1,499 | $26.81 |
| 2026-01-23 | 1,000 | $26.80 |
| 2026-01-14 | 4,760 | $26.84 |
| 2026-01-13 | 742 | $26.86 |
| 2026-01-12 | 3,484 | $26.82 |
| 2026-01-09 | 3,421 | $26.81 |
| 2026-01-08 | 40,517 | $26.81 |
| 2026-01-07 | 27,965 | $26.81 |
| 2026-01-06 | 25,083 | $26.78 |
| 2026-01-05 | 24,615 | $26.77 |
| 2026-01-02 | 144 | $26.76 |
| 2025-12-31 | 44 | $26.75 |
| 2025-12-09 | 5 | $26.65 |
| 2025-12-02 | 3 | $26.60 |
| 2025-11-26 | 1 | $26.55 |
| 2025-11-19 | 1 | $26.41 |
| 2025-11-18 | 1 | $26.43 |
| 2025-10-21 | 1 | $26.39 |
| 2025-10-20 | 1 | $26.33 |
| 2025-10-17 | 1 | $26.27 |
| 2025-08-13 | 1 | $26.03 |
| 2025-08-12 | 1 | $25.98 |
| 2025-08-11 | 1 | $25.99 |
| 2025-06-25 | 39 | $25.62 |
| 2025-06-24 | 39 | $25.55 |
| 2025-06-23 | 39 | $25.47 |
| 2025-06-12 | 68 | $25.49 |
| 2025-06-11 | 68 | $25.50 |
| 2025-06-10 | 68 | $25.48 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 69420N684 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.