Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 69420N817
Over the rolling 12-month window, securities of PGIM ROCK ETF TR PGIM S&P 500 failed to deliver in the NSCC's Continuous Net Settlement system on 103 settlement days, totaling 304,148 fail shares and peaking at 84,356 shares on 2025-08-04. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 3,242 | $32.32 |
| 2026-10-13 | 1,621 | $32.38 |
| 2026-10-09 | 3 | $32.27 |
| 2026-10-07 | 5 | $32.37 |
| 2026-10-06 | 4 | $32.25 |
| 2026-10-05 | 4 | $32.21 |
| 2026-09-30 | 751 | $32.10 |
| 2026-09-29 | 1,232 | $32.11 |
| 2026-09-28 | 314 | $32.21 |
| 2026-09-23 | 497 | $32.22 |
| 2026-09-22 | 496 | $32.22 |
| 2026-09-11 | 840 | $31.85 |
| 2026-09-10 | 1,014 | $32.00 |
| 2026-09-08 | 32 | $32.13 |
| 2026-09-01 | 106 | $32.05 |
| 2026-08-31 | 68 | $32.03 |
| 2026-08-27 | 179 | $32.01 |
| 2026-08-26 | 200 | $32.00 |
| 2026-08-25 | 159 | $31.96 |
| 2026-08-24 | 23 | $31.95 |
| 2026-08-21 | 3,192 | $31.93 |
| 2026-08-20 | 3 | $32.02 |
| 2026-08-19 | 2 | $32.02 |
| 2026-08-18 | 1 | $32.06 |
| 2026-08-17 | 2,904 | $32.10 |
| 2026-08-14 | 960 | $32.11 |
| 2026-08-13 | 1,761 | $32.05 |
| 2026-08-12 | 1,021 | $32.01 |
| 2026-08-11 | 5,269 | $32.03 |
| 2026-08-10 | 5,772 | $32.05 |
| 2026-08-07 | 2,508 | $31.96 |
| 2026-08-06 | 7,079 | $32.01 |
| 2026-08-05 | 8,720 | $32.01 |
| 2026-08-04 | 173,332 | $31.81 |
| 2026-08-03 | 112,043 | $31.58 |
| 2026-07-31 | 7,498 | $31.62 |
| 2026-07-30 | 2,627 | $31.56 |
| 2026-07-29 | 4,252 | $31.61 |
| 2026-07-10 | 3,106 | $31.38 |
| 2026-07-06 | 6,530 | $31.46 |
| 2026-07-02 | 6,610 | $31.44 |
| 2026-07-01 | 151 | $31.42 |
| 2026-06-15 | 2,024 | $31.24 |
| 2026-06-12 | 2,024 | $31.19 |
| 2026-06-01 | 246 | $31.26 |
| 2026-05-29 | 246 | $31.27 |
| 2026-05-19 | 510 | $31.07 |
| 2026-05-18 | 410 | $31.08 |
| 2026-05-15 | 1,323 | $31.07 |
| 2026-05-13 | 17,294 | $31.04 |
| 2026-05-01 | 427 | $30.86 |
| 2026-04-30 | 427 | $30.76 |
| 2026-04-10 | 6,208 | $30.30 |
| 2026-04-09 | 425 | $30.20 |
| 2026-04-08 | 615 | $29.86 |
| 2026-03-13 | 30 | $29.83 |
| 2026-03-12 | 30 | $30.01 |
| 2026-03-11 | 339 | $30.01 |
| 2026-03-10 | 309 | $30.04 |
| 2026-03-04 | 89 | $30.07 |
| 2026-03-03 | 89 | $30.18 |
| 2026-03-02 | 89 | $30.02 |
| 2026-02-20 | 23 | $30.10 |
| 2026-02-19 | 23 | $30.14 |
| 2026-02-18 | 42 | $30.07 |
| 2026-02-10 | 180 | $30.22 |
| 2026-02-09 | 180 | $30.17 |
| 2026-02-04 | 50 | $30.13 |
| 2026-02-03 | 50 | $30.21 |
| 2026-02-02 | 3,232 | $30.14 |
| 2026-01-28 | 201 | $30.18 |
| 2026-01-27 | 1,149 | $30.16 |
| 2026-01-26 | 1,148 | $30.16 |
| 2026-01-21 | 120 | $29.90 |
| 2026-01-20 | 2,000 | $30.13 |
| 2026-01-16 | 723 | $30.12 |
| 2026-01-14 | 210 | $30.12 |
| 2026-01-13 | 210 | $30.15 |
| 2026-01-12 | 210 | $30.13 |
| 2026-01-05 | 2,090 | $29.97 |
| 2026-01-02 | 1,990 | $29.96 |
| 2025-12-04 | 67 | $29.76 |
| 2025-12-03 | 50 | $29.73 |
| 2025-12-02 | 136 | $29.69 |
| 2025-12-01 | 136 | $29.72 |
| 2025-11-28 | 136 | $29.67 |
| 2025-11-26 | 136 | $29.59 |
| 2025-11-07 | 522 | $29.46 |
| 2025-11-06 | 522 | $29.56 |
| 2025-11-05 | 522 | $29.51 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 69420N817 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.