Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 69420N833
Over the rolling 12-month window, securities of PGIM ROCK ETF TR PGIM S&P 500 failed to deliver in the NSCC's Continuous Net Settlement system on 152 settlement days, totaling 835,295 fail shares and peaking at 73,739 shares on 2025-07-09. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-13 | 756 | $32.16 |
| 2026-10-09 | 4,314 | $32.05 |
| 2026-10-08 | 3 | $32.13 |
| 2026-10-06 | 763 | $32.04 |
| 2026-10-05 | 328 | $31.98 |
| 2026-10-02 | 303 | $31.89 |
| 2026-10-01 | 1,340 | $31.86 |
| 2026-09-30 | 3,975 | $31.87 |
| 2026-09-29 | 25 | $31.87 |
| 2026-09-28 | 437 | $31.98 |
| 2026-09-25 | 2,172 | $31.90 |
| 2026-09-23 | 1,387 | $31.99 |
| 2026-09-22 | 1,013 | $31.98 |
| 2026-09-21 | 1,150 | $31.78 |
| 2026-09-16 | 693 | $31.67 |
| 2026-09-14 | 1,494 | $31.72 |
| 2026-09-11 | 596 | $31.65 |
| 2026-09-10 | 591 | $31.78 |
| 2026-09-09 | 273 | $31.82 |
| 2026-09-08 | 35 | $31.89 |
| 2026-09-04 | 10,865 | $31.96 |
| 2026-09-03 | 6,307 | $31.82 |
| 2026-09-02 | 7,421 | $31.71 |
| 2026-09-01 | 7,342 | $31.81 |
| 2026-08-31 | 387 | $31.80 |
| 2026-08-27 | 4,725 | $31.78 |
| 2026-08-26 | 3,955 | $31.77 |
| 2026-08-25 | 2,075 | $31.75 |
| 2026-08-24 | 7,293 | $31.72 |
| 2026-08-20 | 600 | $31.79 |
| 2026-08-19 | 427 | $31.76 |
| 2026-08-18 | 544 | $31.83 |
| 2026-08-17 | 4 | $31.88 |
| 2026-08-13 | 470 | $31.81 |
| 2026-08-12 | 1,025 | $31.78 |
| 2026-08-11 | 1,286 | $31.80 |
| 2026-08-10 | 1,888 | $31.83 |
| 2026-08-07 | 7,749 | $31.76 |
| 2026-08-06 | 9,374 | $31.77 |
| 2026-08-05 | 13,561 | $31.76 |
| 2026-08-04 | 13,544 | $31.55 |
| 2026-08-03 | 24,458 | $31.31 |
| 2026-07-31 | 6,033 | $31.29 |
| 2026-07-30 | 9,719 | $31.00 |
| 2026-07-29 | 2,160 | $31.26 |
| 2026-07-28 | 7,646 | $31.23 |
| 2026-07-27 | 30,224 | $31.20 |
| 2026-07-24 | 27,033 | $31.15 |
| 2026-07-23 | 12,720 | $31.30 |
| 2026-07-22 | 14,222 | $31.35 |
| 2026-07-21 | 1,957 | $31.25 |
| 2026-07-20 | 225 | $31.20 |
| 2026-07-17 | 111 | $31.38 |
| 2026-07-16 | 307 | $31.44 |
| 2026-07-15 | 7,436 | $31.40 |
| 2026-07-14 | 7,568 | $31.33 |
| 2026-07-10 | 9,636 | $31.35 |
| 2026-07-09 | 186 | $31.29 |
| 2026-07-08 | 6,466 | $31.31 |
| 2026-07-07 | 1,410 | $31.24 |
| 2026-07-06 | 34,019 | $31.27 |
| 2026-07-02 | 14,754 | $31.28 |
| 2026-07-01 | 177,258 | $31.29 |
| 2026-06-30 | 116 | $31.28 |
| 2026-06-29 | 2,356 | $31.29 |
| 2026-06-26 | 16 | $31.26 |
| 2026-06-25 | 12 | $31.25 |
| 2026-06-23 | 870 | $31.22 |
| 2026-06-22 | 338 | $31.24 |
| 2026-06-18 | 1,028 | $31.21 |
| 2026-06-17 | 972 | $31.20 |
| 2026-06-16 | 361 | $31.22 |
| 2026-06-15 | 363 | $31.20 |
| 2026-06-12 | 272 | $31.16 |
| 2026-06-11 | 51 | $31.10 |
| 2026-06-09 | 107 | $31.12 |
| 2026-06-08 | 120 | $31.13 |
| 2026-06-05 | 565 | $31.19 |
| 2026-06-04 | 340 | $31.16 |
| 2026-06-03 | 5 | $31.15 |
| 2026-06-02 | 2,620 | $31.18 |
| 2026-06-01 | 402 | $31.15 |
| 2026-05-29 | 21,211 | $31.14 |
| 2026-05-28 | 21,712 | $31.12 |
| 2026-05-27 | 30,037 | $31.13 |
| 2026-05-26 | 9,975 | $31.10 |
| 2026-05-22 | 7,959 | $31.07 |
| 2026-05-21 | 7,793 | $31.05 |
| 2026-05-20 | 928 | $31.01 |
| 2026-05-19 | 1,162 | $31.03 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 69420N833 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.