Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 69420N866
Over the rolling 12-month window, securities of PGIM ROCK ETF TR PGIM S&P 500 failed to deliver in the NSCC's Continuous Net Settlement system on 158 settlement days, totaling 569,123 fail shares and peaking at 58,816 shares on 2026-05-12. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 331 | $32.73 |
| 2026-10-09 | 4,852 | $32.57 |
| 2026-10-08 | 2,376 | $32.69 |
| 2026-10-07 | 1,511 | $32.67 |
| 2026-10-06 | 1,304 | $32.59 |
| 2026-10-02 | 188 | $32.36 |
| 2026-10-01 | 3,150 | $32.32 |
| 2026-09-30 | 1,089 | $32.34 |
| 2026-09-29 | 5,888 | $32.35 |
| 2026-09-28 | 492 | $32.50 |
| 2026-09-25 | 812 | $32.39 |
| 2026-09-24 | 684 | $32.39 |
| 2026-09-23 | 163 | $32.55 |
| 2026-09-22 | 438 | $32.55 |
| 2026-09-21 | 1,309 | $32.23 |
| 2026-09-18 | 1,506 | $32.21 |
| 2026-09-17 | 944 | $31.99 |
| 2026-09-16 | 2,674 | $32.00 |
| 2026-09-15 | 2,169 | $32.18 |
| 2026-09-14 | 321 | $32.26 |
| 2026-09-11 | 668 | $32.07 |
| 2026-09-10 | 2,539 | $32.21 |
| 2026-09-09 | 6,856 | $32.29 |
| 2026-09-08 | 7,068 | $32.42 |
| 2026-09-04 | 7,413 | $32.48 |
| 2026-09-03 | 659 | $32.26 |
| 2026-09-02 | 414 | $32.14 |
| 2026-09-01 | 244 | $32.32 |
| 2026-08-31 | 674 | $32.37 |
| 2026-08-28 | 947 | $32.39 |
| 2026-08-27 | 1,452 | $32.26 |
| 2026-08-26 | 921 | $32.28 |
| 2026-08-25 | 677 | $32.03 |
| 2026-08-24 | 106 | $32.26 |
| 2026-08-21 | 461 | $32.17 |
| 2026-08-20 | 722 | $32.31 |
| 2026-08-19 | 730 | $32.30 |
| 2026-08-18 | 974 | $32.40 |
| 2026-08-17 | 1,372 | $32.47 |
| 2026-08-14 | 3,521 | $32.51 |
| 2026-08-13 | 6,093 | $32.40 |
| 2026-08-12 | 4,820 | $32.29 |
| 2026-08-11 | 2,821 | $32.37 |
| 2026-08-10 | 2,495 | $32.38 |
| 2026-08-07 | 1,755 | $32.26 |
| 2026-08-06 | 154 | $32.32 |
| 2026-08-05 | 268 | $32.19 |
| 2026-08-04 | 8,157 | $32.00 |
| 2026-08-03 | 2,469 | $31.75 |
| 2026-07-31 | 128 | $31.63 |
| 2026-07-30 | 825 | $31.24 |
| 2026-07-29 | 407 | $31.57 |
| 2026-07-28 | 2,790 | $31.51 |
| 2026-07-27 | 2,225 | $31.47 |
| 2026-07-24 | 1,485 | $31.44 |
| 2026-07-23 | 483 | $31.67 |
| 2026-07-22 | 2,090 | $31.75 |
| 2026-07-21 | 1,812 | $31.56 |
| 2026-07-20 | 2,012 | $31.52 |
| 2026-07-17 | 2,079 | $31.80 |
| 2026-07-16 | 2,652 | $31.87 |
| 2026-07-15 | 2,011 | $31.81 |
| 2026-07-14 | 1,371 | $31.71 |
| 2026-07-13 | 1,539 | $31.84 |
| 2026-07-10 | 3,908 | $31.79 |
| 2026-07-09 | 1,285 | $31.60 |
| 2026-07-08 | 10,225 | $31.68 |
| 2026-07-07 | 32 | $31.76 |
| 2026-07-02 | 1,563 | $31.61 |
| 2026-07-01 | 708 | $31.68 |
| 2026-06-30 | 1,692 | $31.49 |
| 2026-06-29 | 3,239 | $30.00 |
| 2026-06-26 | 1,095 | $31.31 |
| 2026-06-25 | 2,236 | $31.30 |
| 2026-06-24 | 4,212 | $31.35 |
| 2026-06-23 | 17,132 | $31.59 |
| 2026-06-22 | 5,044 | $31.65 |
| 2026-06-18 | 5,270 | $31.42 |
| 2026-06-17 | 2,415 | $31.70 |
| 2026-06-16 | 1,882 | $31.78 |
| 2026-06-15 | 2,102 | $31.45 |
| 2026-06-12 | 262 | $31.36 |
| 2026-06-11 | 1,705 | $31.03 |
| 2026-06-10 | 4,624 | $31.30 |
| 2026-06-09 | 3,959 | $31.37 |
| 2026-06-08 | 357 | $31.34 |
| 2026-06-05 | 1,495 | $31.82 |
| 2026-06-04 | 2,182 | $31.75 |
| 2026-06-03 | 4,597 | $31.85 |
| 2026-06-02 | 430 | $31.85 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 69420N866 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.