Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 71742W301
Over the rolling 12-month window, securities of PHENIXFIN CORPORATION 5.25% NO failed to deliver in the NSCC's Continuous Net Settlement system on 14 settlement days, totaling 6,263 fail shares and peaking at 2,000 shares on 2025-09-03. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-07 | 233 | $23.97 |
| 2026-10-06 | 108 | $23.91 |
| 2026-10-05 | 2 | $23.95 |
| 2026-10-02 | 2 | $23.97 |
| 2026-10-01 | 2 | $24.04 |
| 2026-09-25 | 100 | $24.03 |
| 2026-08-25 | 1 | $24.00 |
| 2026-08-24 | 2 | $24.00 |
| 2026-08-21 | 1 | $23.95 |
| 2026-08-20 | 4 | $24.00 |
| 2026-08-19 | 100 | $24.00 |
| 2026-08-06 | 249 | $23.83 |
| 2026-08-05 | 281 | $24.00 |
| 2026-08-04 | 352 | $23.99 |
| 2026-07-02 | 418 | $24.17 |
| 2026-06-30 | 321 | $23.87 |
| 2026-05-05 | 45 | $24.02 |
| 2026-05-04 | 32 | $24.02 |
| 2026-04-13 | 1 | $23.58 |
| 2026-04-10 | 7 | $23.75 |
| 2026-04-01 | 688 | $23.55 |
| 2026-03-26 | 425 | $23.59 |
| 2026-03-25 | 825 | $23.47 |
| 2026-02-19 | 39 | $23.82 |
| 2026-01-14 | 346 | $23.81 |
| 2025-11-03 | 105 | $23.56 |
| 2025-10-07 | 830 | $23.66 |
| 2025-10-06 | 830 | $23.72 |
| 2025-09-22 | 90 | $23.91 |
| 2025-09-03 | 2,000 | $23.46 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 71742W301 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.