Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 72201R403
Over the rolling 12-month window, securities of PIMCO ETF TR BROAD US TIPS IND failed to deliver in the NSCC's Continuous Net Settlement system on 85 settlement days, totaling 478,896 fail shares and peaking at 201,881 shares on 2026-04-02. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-16 | 38 | $50.46 |
| 2026-09-14 | 64 | $50.51 |
| 2026-09-11 | 2 | $50.72 |
| 2026-08-24 | 1 | $51.13 |
| 2026-08-11 | 51 | $51.03 |
| 2026-08-10 | 223 | $51.09 |
| 2026-08-07 | 334 | $50.99 |
| 2026-08-05 | 128 | $51.05 |
| 2026-08-04 | 292 | $50.99 |
| 2026-08-03 | 293 | $51.31 |
| 2026-07-31 | 170 | $51.42 |
| 2026-07-30 | 473 | $51.44 |
| 2026-07-29 | 82 | $51.41 |
| 2026-07-24 | 789 | $51.32 |
| 2026-07-23 | 605 | $51.45 |
| 2026-07-21 | 99 | $51.58 |
| 2026-07-20 | 99 | $51.71 |
| 2026-07-17 | 137 | $51.54 |
| 2026-07-09 | 8 | $51.60 |
| 2026-07-08 | 292 | $51.66 |
| 2026-07-07 | 293 | $51.80 |
| 2026-07-06 | 211 | $51.77 |
| 2026-07-02 | 211 | $51.68 |
| 2026-06-15 | 238 | $52.35 |
| 2026-06-09 | 291 | $52.18 |
| 2026-06-08 | 99 | $52.24 |
| 2026-06-04 | 3 | $52.46 |
| 2026-06-03 | 16 | $52.57 |
| 2026-06-02 | 1,596 | $52.56 |
| 2026-05-28 | 60 | $53.00 |
| 2026-05-27 | 19 | $52.96 |
| 2026-05-18 | 64 | $52.80 |
| 2026-05-14 | 7,901 | $53.06 |
| 2026-05-13 | 544 | $53.07 |
| 2026-05-12 | 828 | $53.17 |
| 2026-05-11 | 565 | $53.21 |
| 2026-05-08 | 579 | $53.04 |
| 2026-05-07 | 14 | $53.09 |
| 2026-05-06 | 14 | $53.04 |
| 2026-05-05 | 14 | $53.07 |
| 2026-04-30 | 232 | $53.45 |
| 2026-04-29 | 582 | $53.62 |
| 2026-04-28 | 4,037 | $53.63 |
| 2026-04-27 | 6,875 | $53.65 |
| 2026-04-22 | 1 | $53.39 |
| 2026-04-15 | 2,825 | $53.54 |
| 2026-04-09 | 29 | $53.21 |
| 2026-04-08 | 27,514 | $53.20 |
| 2026-04-07 | 39,270 | $53.16 |
| 2026-04-06 | 33,682 | $53.18 |
| 2026-04-02 | 201,881 | $52.97 |
| 2026-03-20 | 1,395 | $53.52 |
| 2026-03-19 | 663 | $53.58 |
| 2026-03-17 | 1 | $53.47 |
| 2026-03-16 | 1 | $53.31 |
| 2026-03-13 | 1 | $53.41 |
| 2026-03-12 | 1 | $53.49 |
| 2026-03-09 | 292 | $53.67 |
| 2026-03-06 | 168 | $53.58 |
| 2026-03-05 | 164 | $53.61 |
| 2026-03-04 | 171 | $53.74 |
| 2026-03-03 | 470 | $53.76 |
| 2026-02-09 | 59 | $53.27 |
| 2026-02-06 | 59 | $53.25 |
| 2026-02-02 | 286 | $53.22 |
| 2026-01-23 | 63 | $52.99 |
| 2026-01-22 | 63 | $53.00 |
| 2025-12-16 | 521 | $53.06 |
| 2025-12-15 | 49,731 | $53.09 |
| 2025-11-21 | 26 | $53.44 |
| 2025-11-13 | 22 | $53.57 |
| 2025-11-03 | 1,302 | $53.79 |
| 2025-10-29 | 475 | $54.07 |
| 2025-10-28 | 475 | $54.04 |
| 2025-10-27 | 14 | $54.03 |
| 2025-10-24 | 9 | $54.06 |
| 2025-10-22 | 158 | $54.08 |
| 2025-10-21 | 255 | $53.94 |
| 2025-10-20 | 255 | $53.90 |
| 2025-10-17 | 255 | $54.02 |
| 2025-10-16 | 97 | $53.85 |
| 2025-10-09 | 2 | $53.68 |
| 2025-10-08 | 118 | $53.64 |
| 2025-10-07 | 118 | $53.48 |
| 2025-10-06 | 942 | $53.58 |
| 2025-10-03 | 123 | $53.66 |
| 2025-10-01 | 102 | $53.73 |
| 2025-08-20 | 7 | $53.12 |
| 2025-08-19 | 86,832 | $53.39 |
| 2025-08-14 | 2 | $53.40 |
Showing 90 most recent of 114.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 72201R403 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.