Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 72201R783
Over the rolling 12-month window, securities of PIMCO ETF TR 1-5 YR HIGH YIELD failed to deliver in the NSCC's Continuous Net Settlement system on 125 settlement days, totaling 234,372 fail shares and peaking at 36,905 shares on 2025-12-31. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-29 | 1 | $90.73 |
| 2026-09-25 | 1 | $91.05 |
| 2026-09-23 | 4,730 | $91.86 |
| 2026-09-17 | 543 | $91.71 |
| 2026-09-15 | 1 | $91.70 |
| 2026-09-14 | 1 | $91.87 |
| 2026-09-11 | 1 | $91.82 |
| 2026-09-08 | 12 | $92.39 |
| 2026-09-04 | 12 | $92.41 |
| 2026-08-28 | 1 | $93.00 |
| 2026-08-27 | 263 | $93.11 |
| 2026-08-26 | 173 | $93.15 |
| 2026-08-21 | 97 | $92.76 |
| 2026-08-20 | 241 | $92.95 |
| 2026-08-17 | 1 | $93.00 |
| 2026-08-13 | 50 | $92.87 |
| 2026-08-07 | 1 | $92.70 |
| 2026-08-05 | 511 | $92.74 |
| 2026-08-04 | 217 | $92.50 |
| 2026-07-30 | 1 | $92.42 |
| 2026-07-28 | 1 | $92.56 |
| 2026-07-27 | 973 | $92.42 |
| 2026-07-23 | 1 | $92.78 |
| 2026-07-22 | 3,098 | $92.95 |
| 2026-07-21 | 32,746 | $92.93 |
| 2026-07-16 | 1 | $93.14 |
| 2026-07-14 | 2,604 | $92.86 |
| 2026-07-13 | 1,062 | $92.97 |
| 2026-07-09 | 2,792 | $93.00 |
| 2026-07-08 | 2,005 | $93.17 |
| 2026-07-07 | 14 | $93.21 |
| 2026-06-30 | 392,178 | $93.52 |
| 2026-06-29 | 381 | $93.45 |
| 2026-06-26 | 1 | $93.40 |
| 2026-06-25 | 1 | $93.37 |
| 2026-06-24 | 1 | $93.42 |
| 2026-06-23 | 1 | $93.41 |
| 2026-06-17 | 10,808 | $93.50 |
| 2026-06-15 | 1 | $93.43 |
| 2026-06-09 | 1 | $92.99 |
| 2026-06-08 | 1 | $92.98 |
| 2026-06-05 | 1 | $93.22 |
| 2026-06-04 | 13 | $93.21 |
| 2026-06-03 | 269 | $93.29 |
| 2026-06-02 | 12 | $93.32 |
| 2026-06-01 | 2,294 | $93.91 |
| 2026-05-29 | 3,072 | $93.64 |
| 2026-05-22 | 1 | $93.43 |
| 2026-05-21 | 1 | $93.38 |
| 2026-05-15 | 108 | $93.26 |
| 2026-05-14 | 1 | $93.26 |
| 2026-05-13 | 1 | $93.31 |
| 2026-05-12 | 1 | $93.44 |
| 2026-05-06 | 18 | $93.32 |
| 2026-05-05 | 3 | $93.34 |
| 2026-04-29 | 1 | $93.98 |
| 2026-04-27 | 1 | $94.15 |
| 2026-04-22 | 873 | $93.88 |
| 2026-04-20 | 1 | $94.29 |
| 2026-04-17 | 1 | $93.80 |
| 2026-04-13 | 1 | $93.48 |
| 2026-04-10 | 1 | $93.81 |
| 2026-04-09 | 3,868 | $93.88 |
| 2026-04-07 | 16 | $93.17 |
| 2026-04-01 | 272 | $93.27 |
| 2026-03-31 | 25,935 | $92.62 |
| 2026-03-30 | 1,998 | $92.46 |
| 2026-03-27 | 1 | $92.58 |
| 2026-03-19 | 1 | $93.01 |
| 2026-03-16 | 1 | $92.78 |
| 2026-03-13 | 3 | $92.97 |
| 2026-03-12 | 11,192 | $93.39 |
| 2026-03-05 | 18 | $93.99 |
| 2026-03-04 | 1 | $93.54 |
| 2026-02-26 | 1 | $94.69 |
| 2026-02-23 | 5 | $94.80 |
| 2026-02-20 | 19 | $94.68 |
| 2026-02-19 | 1 | $94.71 |
| 2026-02-18 | 1 | $94.55 |
| 2026-02-17 | 1 | $94.57 |
| 2026-02-13 | 1 | $94.54 |
| 2026-02-12 | 1 | $94.60 |
| 2026-02-06 | 1 | $94.30 |
| 2026-02-05 | 31 | $94.32 |
| 2026-02-04 | 1 | $94.47 |
| 2026-02-02 | 951 | $95.18 |
| 2026-01-28 | 12,977 | $95.30 |
| 2026-01-23 | 1 | $95.43 |
| 2026-01-22 | 1 | $95.38 |
| 2026-01-21 | 30 | $95.16 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 72201R783 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.