Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 72201T342
Over the rolling 12-month window, securities of PIMCO EQUITY SER RAFI ESG U S failed to deliver in the NSCC's Continuous Net Settlement system on 204 settlement days, totaling 367,648 fail shares and peaking at 18,713 shares on 2026-03-23. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 50 | $49.46 |
| 2026-09-29 | 4,580 | $49.69 |
| 2026-09-28 | 11,031 | $50.01 |
| 2026-09-25 | 11,924 | $49.64 |
| 2026-09-24 | 7,310 | $49.77 |
| 2026-09-18 | 2,825 | $49.81 |
| 2026-09-17 | 54 | $49.45 |
| 2026-09-16 | 808 | $49.78 |
| 2026-09-15 | 808 | $50.02 |
| 2026-09-14 | 756 | $50.06 |
| 2026-09-11 | 808 | $49.61 |
| 2026-09-10 | 3,336 | $49.78 |
| 2026-08-31 | 869 | $50.41 |
| 2026-08-28 | 851 | $50.49 |
| 2026-08-27 | 851 | $50.62 |
| 2026-08-26 | 851 | $50.62 |
| 2026-08-14 | 565 | $50.14 |
| 2026-08-05 | 163 | $49.53 |
| 2026-08-04 | 588 | $48.83 |
| 2026-07-31 | 103 | $48.73 |
| 2026-07-30 | 681 | $48.36 |
| 2026-07-29 | 46 | $49.05 |
| 2026-07-28 | 44 | $48.54 |
| 2026-07-23 | 14,910 | $48.21 |
| 2026-07-22 | 14,652 | $48.14 |
| 2026-07-21 | 14,784 | $47.66 |
| 2026-07-20 | 1,327 | $47.95 |
| 2026-07-17 | 22 | $48.19 |
| 2026-07-16 | 20 | $47.87 |
| 2026-07-15 | 365 | $47.90 |
| 2026-07-10 | 284 | $48.11 |
| 2026-07-09 | 284 | $47.76 |
| 2026-07-08 | 284 | $48.09 |
| 2026-07-07 | 284 | $48.09 |
| 2026-07-01 | 826 | $47.86 |
| 2026-06-29 | 315 | $47.82 |
| 2026-06-26 | 315 | $47.65 |
| 2026-06-25 | 278 | $47.44 |
| 2026-06-24 | 1,788 | $47.42 |
| 2026-06-23 | 997 | $47.61 |
| 2026-06-22 | 530 | $47.47 |
| 2026-06-18 | 715 | $47.28 |
| 2026-06-17 | 185 | $47.78 |
| 2026-06-16 | 185 | $48.02 |
| 2026-06-15 | 1,951 | $47.60 |
| 2026-06-12 | 7 | $47.19 |
| 2026-06-09 | 177 | $46.91 |
| 2026-06-08 | 177 | $46.85 |
| 2026-05-29 | 90 | $46.84 |
| 2026-05-28 | 225 | $46.59 |
| 2026-05-27 | 226 | $46.55 |
| 2026-05-26 | 226 | $46.39 |
| 2026-05-22 | 10,023 | $45.82 |
| 2026-05-21 | 3,639 | $45.48 |
| 2026-05-20 | 1,644 | $45.07 |
| 2026-05-18 | 2,390 | $45.21 |
| 2026-05-15 | 614 | $45.71 |
| 2026-05-14 | 320 | $45.46 |
| 2026-05-12 | 1 | $45.29 |
| 2026-05-11 | 563 | $45.27 |
| 2026-05-08 | 562 | $44.94 |
| 2026-05-07 | 553 | $45.24 |
| 2026-05-06 | 90 | $44.57 |
| 2026-05-05 | 210 | $44.22 |
| 2026-05-01 | 736 | $44.53 |
| 2026-04-30 | 793 | $44.02 |
| 2026-04-28 | 28 | $44.06 |
| 2026-04-24 | 93 | $44.30 |
| 2026-04-23 | 5,380 | $44.18 |
| 2026-04-22 | 11,775 | $44.06 |
| 2026-04-21 | 647 | $44.17 |
| 2026-04-20 | 291 | $44.13 |
| 2026-04-17 | 245 | $43.55 |
| 2026-04-16 | 285 | $43.28 |
| 2026-04-15 | 4,887 | $43.18 |
| 2026-04-14 | 1,491 | $42.96 |
| 2026-04-13 | 1,668 | $42.57 |
| 2026-04-10 | 345 | $42.88 |
| 2026-04-09 | 1,250 | $42.79 |
| 2026-04-08 | 2,282 | $41.73 |
| 2026-04-07 | 2,116 | $41.81 |
| 2026-04-02 | 380 | $41.64 |
| 2026-04-01 | 1,643 | $41.61 |
| 2026-03-31 | 1,853 | $40.73 |
| 2026-03-30 | 1,613 | $40.83 |
| 2026-03-27 | 133 | $41.44 |
| 2026-03-25 | 411 | $41.54 |
| 2026-03-24 | 2,929 | $41.37 |
| 2026-03-23 | 18,713 | $40.98 |
| 2026-03-20 | 2,030 | $41.38 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 72201T342 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.