Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 72202L363
Over the rolling 12-month window, securities of PIMCO RAFI DYNAMIC MULTI-FACTO failed to deliver in the NSCC's Continuous Net Settlement system on 156 settlement days, totaling 400,555 fail shares and peaking at 36,837 shares on 2026-05-12. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 1 | $65.50 |
| 2026-10-13 | 1 | $65.51 |
| 2026-10-09 | 156 | $65.47 |
| 2026-10-08 | 156 | $65.18 |
| 2026-10-07 | 156 | $65.49 |
| 2026-10-06 | 156 | $65.32 |
| 2026-10-02 | 81 | $64.87 |
| 2026-10-01 | 856 | $64.81 |
| 2026-09-30 | 362 | $65.12 |
| 2026-09-14 | 29 | $66.17 |
| 2026-09-11 | 382 | $65.60 |
| 2026-09-08 | 284 | $66.61 |
| 2026-09-04 | 2,718 | $66.46 |
| 2026-09-03 | 1,658 | $66.19 |
| 2026-09-02 | 2,610 | $65.79 |
| 2026-08-24 | 3,683 | $66.72 |
| 2026-08-21 | 2,141 | $66.24 |
| 2026-08-18 | 85 | $67.52 |
| 2026-08-13 | 169 | $67.16 |
| 2026-08-12 | 24,957 | $66.67 |
| 2026-08-11 | 23,736 | $66.68 |
| 2026-08-10 | 13,765 | $66.56 |
| 2026-08-07 | 3,293 | $66.24 |
| 2026-08-06 | 851 | $66.57 |
| 2026-08-05 | 194 | $66.77 |
| 2026-08-03 | 59 | $65.20 |
| 2026-07-31 | 47 | $65.19 |
| 2026-07-30 | 326 | $64.56 |
| 2026-07-29 | 2,769 | $65.52 |
| 2026-07-28 | 5 | $65.45 |
| 2026-07-24 | 395 | $65.42 |
| 2026-07-22 | 92 | $65.54 |
| 2026-07-21 | 292 | $64.57 |
| 2026-07-20 | 137 | $64.80 |
| 2026-07-17 | 6,447 | $65.13 |
| 2026-07-16 | 3,142 | $65.15 |
| 2026-07-15 | 1,089 | $65.50 |
| 2026-07-13 | 18 | $65.97 |
| 2026-07-10 | 18 | $65.84 |
| 2026-07-08 | 16 | $65.54 |
| 2026-07-07 | 178 | $65.99 |
| 2026-07-06 | 16 | $65.72 |
| 2026-07-01 | 40,314 | $67.17 |
| 2026-06-30 | 19,097 | $66.91 |
| 2026-06-29 | 19,026 | $66.35 |
| 2026-06-26 | 18,723 | $66.76 |
| 2026-06-23 | 402 | $66.69 |
| 2026-06-22 | 439 | $66.24 |
| 2026-06-17 | 702 | $66.32 |
| 2026-06-16 | 322 | $66.71 |
| 2026-06-12 | 302 | $65.62 |
| 2026-06-11 | 302 | $64.18 |
| 2026-06-09 | 36 | $64.74 |
| 2026-06-08 | 460 | $64.30 |
| 2026-06-05 | 617 | $65.72 |
| 2026-06-04 | 1 | $65.60 |
| 2026-06-03 | 893 | $65.58 |
| 2026-06-02 | 272 | $64.94 |
| 2026-05-29 | 7,968 | $65.08 |
| 2026-05-28 | 5,344 | $64.84 |
| 2026-05-27 | 1,811 | $64.89 |
| 2026-05-22 | 452 | $63.89 |
| 2026-05-21 | 28 | $63.54 |
| 2026-05-20 | 823 | $62.87 |
| 2026-05-19 | 884 | $63.01 |
| 2026-05-18 | 807 | $62.98 |
| 2026-05-15 | 84 | $63.92 |
| 2026-05-14 | 437 | $63.54 |
| 2026-05-13 | 6,020 | $63.45 |
| 2026-05-12 | 36,837 | $63.64 |
| 2026-05-11 | 1 | $63.33 |
| 2026-05-08 | 1 | $62.89 |
| 2026-05-06 | 572 | $62.91 |
| 2026-05-05 | 364 | $62.05 |
| 2026-05-04 | 768 | $62.47 |
| 2026-04-30 | 19 | $61.40 |
| 2026-04-29 | 941 | $61.31 |
| 2026-04-28 | 368 | $61.66 |
| 2026-04-23 | 202 | $61.53 |
| 2026-04-21 | 925 | $61.76 |
| 2026-04-20 | 955 | $61.83 |
| 2026-04-17 | 71 | $61.14 |
| 2026-04-14 | 1,241 | $60.80 |
| 2026-04-13 | 2,644 | $60.24 |
| 2026-04-09 | 8 | $60.32 |
| 2026-04-08 | 973 | $58.87 |
| 2026-04-07 | 1,364 | $58.95 |
| 2026-04-06 | 368 | $58.62 |
| 2026-04-02 | 56 | $58.57 |
| 2026-03-20 | 15 | $58.16 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 72202L363 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.