Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 72202L371
Over the rolling 12-month window, securities of PIMCO RAFI DYNAMIC MULTI-FACTO failed to deliver in the NSCC's Continuous Net Settlement system on 149 settlement days, totaling 1,043,343 fail shares and peaking at 201,943 shares on 2025-10-21. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 396 | $41.57 |
| 2026-09-22 | 206 | $42.39 |
| 2026-09-21 | 38 | $42.02 |
| 2026-09-18 | 397 | $42.47 |
| 2026-08-31 | 407 | $42.63 |
| 2026-08-17 | 140 | $42.89 |
| 2026-08-14 | 140 | $42.85 |
| 2026-08-12 | 601 | $42.57 |
| 2026-08-04 | 716 | $41.78 |
| 2026-08-03 | 737 | $41.65 |
| 2026-07-31 | 741 | $41.82 |
| 2026-07-30 | 1,915 | $40.77 |
| 2026-07-28 | 263 | $41.04 |
| 2026-07-20 | 1,038 | $41.13 |
| 2026-07-17 | 1,332 | $41.25 |
| 2026-07-16 | 1,550 | $41.68 |
| 2026-07-14 | 141 | $41.13 |
| 2026-07-13 | 247 | $41.48 |
| 2026-07-10 | 710 | $41.21 |
| 2026-07-09 | 332 | $41.04 |
| 2026-07-08 | 1,604 | $41.32 |
| 2026-07-07 | 1,597 | $41.84 |
| 2026-07-06 | 21,607 | $41.49 |
| 2026-07-02 | 2,398 | $41.03 |
| 2026-07-01 | 911 | $41.64 |
| 2026-06-30 | 2,243 | $41.67 |
| 2026-06-29 | 1,650 | $41.56 |
| 2026-06-26 | 2,017 | $41.72 |
| 2026-06-25 | 20,346 | $41.41 |
| 2026-06-24 | 1 | $41.51 |
| 2026-06-23 | 1 | $42.29 |
| 2026-06-22 | 24 | $42.19 |
| 2026-06-18 | 1,423 | $42.01 |
| 2026-06-17 | 616 | $42.51 |
| 2026-06-16 | 501 | $42.45 |
| 2026-06-15 | 314 | $42.19 |
| 2026-06-12 | 2 | $41.96 |
| 2026-06-11 | 1,006 | $40.81 |
| 2026-06-10 | 1,500 | $41.28 |
| 2026-06-09 | 4,186 | $41.25 |
| 2026-06-08 | 6,145 | $41.13 |
| 2026-06-05 | 3,895 | $42.13 |
| 2026-06-04 | 2,960 | $41.90 |
| 2026-06-03 | 298 | $42.13 |
| 2026-06-02 | 168 | $41.94 |
| 2026-06-01 | 755 | $42.22 |
| 2026-05-29 | 2,211 | $42.20 |
| 2026-05-27 | 137 | $42.40 |
| 2026-05-26 | 756 | $41.93 |
| 2026-05-22 | 695 | $41.92 |
| 2026-05-21 | 930 | $41.89 |
| 2026-05-20 | 876 | $41.28 |
| 2026-05-19 | 835 | $41.70 |
| 2026-05-18 | 2,221 | $41.42 |
| 2026-05-15 | 1,420 | $42.21 |
| 2026-05-14 | 22 | $42.40 |
| 2026-05-13 | 2,145 | $42.20 |
| 2026-05-12 | 1,357 | $42.28 |
| 2026-05-11 | 941 | $42.30 |
| 2026-05-06 | 1,654 | $41.48 |
| 2026-05-04 | 1,377 | $41.48 |
| 2026-05-01 | 1,377 | $41.53 |
| 2026-04-30 | 1,377 | $40.72 |
| 2026-04-29 | 28,301 | $41.07 |
| 2026-04-28 | 436 | $41.16 |
| 2026-04-27 | 1,041 | $41.25 |
| 2026-04-24 | 1,182 | $41.10 |
| 2026-04-23 | 528 | $41.36 |
| 2026-04-16 | 244 | $41.87 |
| 2026-04-15 | 369 | $42.04 |
| 2026-04-14 | 1,237 | $41.78 |
| 2026-04-13 | 1,759 | $41.63 |
| 2026-04-10 | 485 | $41.60 |
| 2026-04-09 | 107 | $41.63 |
| 2026-04-08 | 4,438 | $40.36 |
| 2026-04-07 | 2,729 | $40.33 |
| 2026-04-06 | 1,108 | $40.05 |
| 2026-04-02 | 1,695 | $40.23 |
| 2026-04-01 | 1,277 | $39.82 |
| 2026-03-25 | 64 | $39.03 |
| 2026-03-24 | 64 | $39.13 |
| 2026-03-23 | 2,619 | $38.37 |
| 2026-03-20 | 509 | $39.58 |
| 2026-03-18 | 515 | $40.31 |
| 2026-03-17 | 92 | $40.12 |
| 2026-03-16 | 225 | $39.56 |
| 2026-03-13 | 1,072 | $40.02 |
| 2026-03-12 | 2,063 | $40.48 |
| 2026-03-10 | 115 | $40.41 |
| 2026-03-09 | 1,146 | $40.26 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 72202L371 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.