Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 72202L389
Over the rolling 12-month window, securities of PIMCO RAFI DYNAMIC MULTI-FACTO failed to deliver in the NSCC's Continuous Net Settlement system on 118 settlement days, totaling 682,181 fail shares and peaking at 220,869 shares on 2026-03-24. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 949 | $28.79 |
| 2026-09-23 | 315 | $29.28 |
| 2026-09-22 | 751 | $29.20 |
| 2026-09-21 | 714 | $28.50 |
| 2026-09-16 | 1,182 | $28.11 |
| 2026-09-10 | 979 | $29.37 |
| 2026-09-09 | 975 | $29.26 |
| 2026-09-04 | 149 | $28.98 |
| 2026-09-03 | 622 | $28.85 |
| 2026-09-02 | 4,462 | $28.77 |
| 2026-09-01 | 3,177 | $28.74 |
| 2026-08-31 | 3,340 | $28.76 |
| 2026-08-27 | 31 | $28.53 |
| 2026-08-26 | 31 | $28.56 |
| 2026-08-21 | 3,215 | $28.08 |
| 2026-08-20 | 101 | $28.13 |
| 2026-08-19 | 12 | $27.92 |
| 2026-08-14 | 210 | $28.40 |
| 2026-08-13 | 3,442 | $28.28 |
| 2026-08-12 | 1,507 | $27.90 |
| 2026-08-11 | 1,162 | $27.93 |
| 2026-08-10 | 1,322 | $27.77 |
| 2026-08-07 | 5,479 | $27.62 |
| 2026-08-06 | 4,347 | $27.83 |
| 2026-08-05 | 4,979 | $27.84 |
| 2026-08-03 | 2,653 | $26.59 |
| 2026-07-31 | 3,860 | $26.65 |
| 2026-07-30 | 4,628 | $25.80 |
| 2026-07-28 | 3,794 | $26.81 |
| 2026-07-27 | 4,676 | $27.02 |
| 2026-07-24 | 3,772 | $27.46 |
| 2026-07-23 | 799 | $27.48 |
| 2026-07-22 | 1,200 | $27.18 |
| 2026-07-21 | 728 | $26.50 |
| 2026-07-20 | 1,472 | $26.71 |
| 2026-07-17 | 154 | $27.03 |
| 2026-07-16 | 1,017 | $27.36 |
| 2026-07-15 | 819 | $27.32 |
| 2026-07-14 | 2,068 | $27.04 |
| 2026-07-13 | 376 | $27.73 |
| 2026-07-10 | 376 | $27.51 |
| 2026-07-09 | 1,933 | $27.33 |
| 2026-07-08 | 538 | $27.11 |
| 2026-07-07 | 2,296 | $27.92 |
| 2026-07-06 | 6,868 | $27.38 |
| 2026-07-01 | 1,583 | $28.23 |
| 2026-06-30 | 1,582 | $27.90 |
| 2026-06-26 | 1,274 | $27.91 |
| 2026-06-25 | 2,540 | $27.83 |
| 2026-06-24 | 1,350 | $28.14 |
| 2026-06-23 | 15,478 | $29.48 |
| 2026-06-22 | 15,071 | $29.53 |
| 2026-06-18 | 421 | $28.96 |
| 2026-06-17 | 25,795 | $29.46 |
| 2026-06-16 | 31,554 | $29.88 |
| 2026-06-10 | 137 | $28.19 |
| 2026-06-05 | 222 | $29.80 |
| 2026-06-04 | 310 | $30.22 |
| 2026-05-27 | 495 | $29.68 |
| 2026-05-22 | 66 | $28.22 |
| 2026-05-21 | 57 | $27.79 |
| 2026-05-19 | 1,407 | $27.95 |
| 2026-05-18 | 3,281 | $28.16 |
| 2026-05-15 | 1,582 | $28.99 |
| 2026-05-12 | 165 | $29.18 |
| 2026-05-08 | 4 | $28.42 |
| 2026-05-07 | 88 | $28.85 |
| 2026-05-05 | 489 | $27.60 |
| 2026-05-04 | 902 | $27.78 |
| 2026-05-01 | 1,118 | $27.78 |
| 2026-04-29 | 1,025 | $27.23 |
| 2026-04-28 | 898 | $27.21 |
| 2026-04-27 | 86 | $27.29 |
| 2026-04-24 | 289 | $26.95 |
| 2026-04-22 | 7 | $26.93 |
| 2026-04-21 | 196 | $27.31 |
| 2026-04-20 | 657 | $27.49 |
| 2026-04-17 | 1,932 | $27.06 |
| 2026-04-16 | 1,544 | $26.93 |
| 2026-04-15 | 214 | $27.10 |
| 2026-04-14 | 5,656 | $26.62 |
| 2026-04-13 | 7,162 | $26.34 |
| 2026-04-10 | 2,525 | $26.32 |
| 2026-04-09 | 6,406 | $26.22 |
| 2026-04-08 | 5,525 | $24.97 |
| 2026-04-07 | 1,374 | $24.95 |
| 2026-04-06 | 1,322 | $24.90 |
| 2026-04-01 | 4,666 | $25.02 |
| 2026-03-31 | 1,919 | $24.31 |
| 2026-03-30 | 4,928 | $24.49 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 72202L389 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.