Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 72369J102
Over the rolling 12-month window, securities of PIONEER FLOATING RATE FUND, IN failed to deliver in the NSCC's Continuous Net Settlement system on 3 settlement days, totaling 4,032 fail shares and peaking at 3,997 shares on 2025-07-28. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2025-09-09 | 33 | $9.95 |
| 2025-07-28 | 3,997 | $9.80 |
| 2025-07-02 | 2 | $9.85 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 72369J102 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.