Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 73941X684
Over the rolling 12-month window, securities of PPLUS TR GSC-2 TR CTF FLTG RAT failed to deliver in the NSCC's Continuous Net Settlement system on 15 settlement days, totaling 3,839 fail shares and peaking at 1,566 shares on 2025-11-12. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-02 | 100 | $23.75 |
| 2026-08-26 | 522 | $23.47 |
| 2026-08-20 | 5 | $23.67 |
| 2026-08-18 | 19 | $23.65 |
| 2026-07-23 | 4 | $23.72 |
| 2026-07-09 | 586 | $23.72 |
| 2026-07-08 | 14 | $23.47 |
| 2026-07-07 | 14 | $23.67 |
| 2026-06-15 | 4 | $23.30 |
| 2026-06-12 | 2 | $23.30 |
| 2026-06-03 | 10 | $23.37 |
| 2026-06-02 | 10 | $23.49 |
| 2026-05-29 | 115 | $23.39 |
| 2026-05-28 | 115 | $23.39 |
| 2026-01-29 | 176 | $23.50 |
| 2026-01-20 | 1 | $23.50 |
| 2026-01-16 | 1 | $23.50 |
| 2025-12-22 | 309 | $23.75 |
| 2025-11-17 | 100 | $22.87 |
| 2025-11-12 | 1,566 | $23.10 |
| 2025-11-03 | 899 | $23.29 |
| 2025-10-29 | 62 | $23.51 |
| 2025-10-10 | 100 | $23.50 |
| 2025-10-09 | 100 | $23.50 |
| 2025-10-08 | 98 | $23.50 |
| 2025-08-18 | 125 | $23.54 |
| 2025-07-29 | 72 | $23.03 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 73941X684 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.