Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 74255Y201
Over the rolling 12-month window, securities of PRINCIPAL EXCHANGE-TRADED FUND failed to deliver in the NSCC's Continuous Net Settlement system on 97 settlement days, totaling 45,063 fail shares and peaking at 6,525 shares on 2025-11-10. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-10 | 56 | $77.55 |
| 2026-09-09 | 18 | $78.29 |
| 2026-09-08 | 16 | $79.44 |
| 2026-08-12 | 57 | $81.31 |
| 2026-08-11 | 53 | $81.43 |
| 2026-07-21 | 4 | $76.49 |
| 2026-07-20 | 4 | $76.76 |
| 2026-07-06 | 25 | $76.37 |
| 2026-06-25 | 20 | $74.51 |
| 2026-06-16 | 1 | $75.89 |
| 2026-06-11 | 417 | $73.95 |
| 2026-06-02 | 14 | $76.71 |
| 2026-06-01 | 19 | $76.21 |
| 2026-05-29 | 18 | $75.84 |
| 2026-05-26 | 126 | $75.45 |
| 2026-05-14 | 61 | $74.63 |
| 2026-05-13 | 51 | $74.64 |
| 2026-04-13 | 88 | $72.07 |
| 2026-04-07 | 287 | $70.28 |
| 2026-03-30 | 16 | $67.94 |
| 2026-03-24 | 1 | $70.42 |
| 2026-03-19 | 159 | $70.39 |
| 2026-03-18 | 63 | $71.35 |
| 2026-03-17 | 4 | $71.18 |
| 2026-03-09 | 33 | $73.22 |
| 2026-03-06 | 31 | $74.26 |
| 2026-03-02 | 1 | $74.65 |
| 2026-02-26 | 79 | $74.95 |
| 2026-02-20 | 3 | $74.14 |
| 2026-02-18 | 348 | $73.52 |
| 2026-02-17 | 81 | $73.30 |
| 2026-02-13 | 212 | $73.03 |
| 2026-02-03 | 63 | $76.06 |
| 2026-01-30 | 18 | $75.86 |
| 2026-01-26 | 8 | $76.08 |
| 2026-01-23 | 5 | $76.16 |
| 2026-01-15 | 49 | $76.74 |
| 2026-01-14 | 289 | $77.20 |
| 2026-01-05 | 189 | $76.15 |
| 2025-12-26 | 4 | $77.45 |
| 2025-12-24 | 134 | $77.24 |
| 2025-12-16 | 13 | $76.17 |
| 2025-12-15 | 19 | $76.42 |
| 2025-12-10 | 3 | $76.27 |
| 2025-12-05 | 34 | $76.67 |
| 2025-12-04 | 58 | $76.57 |
| 2025-11-28 | 14 | $76.52 |
| 2025-11-19 | 75 | $74.05 |
| 2025-11-18 | 289 | $74.46 |
| 2025-11-17 | 191 | $75.32 |
| 2025-11-13 | 1 | $76.61 |
| 2025-11-10 | 6,525 | $75.49 |
| 2025-11-07 | 5,897 | $75.32 |
| 2025-11-06 | 5,671 | $76.09 |
| 2025-11-05 | 281 | $76.00 |
| 2025-10-31 | 83 | $76.50 |
| 2025-10-30 | 123 | $76.98 |
| 2025-10-29 | 5 | $77.78 |
| 2025-10-23 | 223 | $76.39 |
| 2025-10-22 | 780 | $77.05 |
| 2025-10-21 | 955 | $76.56 |
| 2025-10-20 | 415 | $75.67 |
| 2025-10-17 | 747 | $75.10 |
| 2025-10-16 | 1,501 | $75.61 |
| 2025-10-15 | 1,519 | $75.75 |
| 2025-10-14 | 483 | $75.72 |
| 2025-10-10 | 693 | $76.53 |
| 2025-10-09 | 250 | $76.97 |
| 2025-10-08 | 174 | $76.47 |
| 2025-10-06 | 49 | $76.85 |
| 2025-10-03 | 18 | $76.70 |
| 2025-09-30 | 256 | $75.73 |
| 2025-09-26 | 563 | $75.24 |
| 2025-09-25 | 588 | $75.75 |
| 2025-09-23 | 28 | $76.72 |
| 2025-09-22 | 87 | $76.36 |
| 2025-09-17 | 43 | $75.84 |
| 2025-09-15 | 439 | $75.90 |
| 2025-09-12 | 604 | $76.41 |
| 2025-09-10 | 72 | $75.76 |
| 2025-09-08 | 101 | $75.70 |
| 2025-09-04 | 74 | $75.06 |
| 2025-09-03 | 162 | $74.85 |
| 2025-09-02 | 314 | $75.49 |
| 2025-08-29 | 228 | $75.91 |
| 2025-08-28 | 154 | $75.67 |
| 2025-08-27 | 189 | $75.42 |
| 2025-08-26 | 1,005 | $75.21 |
| 2025-08-25 | 931 | $75.57 |
| 2025-08-21 | 19 | $74.84 |
Showing 90 most recent of 110.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 74255Y201 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.