Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 74255Y821
Over the rolling 12-month window, securities of PRINCIPAL FDS PRINCIPAL INVT G failed to deliver in the NSCC's Continuous Net Settlement system on 192 settlement days, totaling 1,183,781 fail shares and peaking at 145,695 shares on 2025-07-09. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 162 | $19.61 |
| 2026-10-13 | 1,002 | $19.61 |
| 2026-10-01 | 11,989 | $19.56 |
| 2026-09-30 | 24,363 | $19.61 |
| 2026-09-29 | 15,750 | $19.59 |
| 2026-09-22 | 35,283 | $20.02 |
| 2026-09-21 | 36,826 | $19.97 |
| 2026-09-18 | 30,294 | $20.05 |
| 2026-09-17 | 2,424 | $19.96 |
| 2026-09-16 | 20,131 | $19.94 |
| 2026-09-15 | 11,614 | $19.94 |
| 2026-09-14 | 3,611 | $19.93 |
| 2026-09-11 | 871 | $19.95 |
| 2026-09-10 | 8,028 | $20.05 |
| 2026-09-09 | 6,547 | $20.08 |
| 2026-09-08 | 5,657 | $20.09 |
| 2026-09-04 | 711 | $20.04 |
| 2026-09-03 | 449 | $20.06 |
| 2026-09-02 | 1,418 | $20.06 |
| 2026-09-01 | 1,993 | $20.20 |
| 2026-08-28 | 274 | $20.30 |
| 2026-08-27 | 1,919 | $20.28 |
| 2026-08-26 | 2,475 | $20.31 |
| 2026-08-20 | 7,294 | $20.27 |
| 2026-08-19 | 1 | $20.18 |
| 2026-08-18 | 368 | $20.14 |
| 2026-08-17 | 286 | $20.22 |
| 2026-08-14 | 1,926 | $20.29 |
| 2026-08-13 | 2,752 | $20.22 |
| 2026-08-12 | 2,634 | $20.20 |
| 2026-08-11 | 541 | $20.18 |
| 2026-08-07 | 2,433 | $20.24 |
| 2026-08-06 | 2,581 | $20.27 |
| 2026-08-05 | 2,648 | $20.27 |
| 2026-07-30 | 1,185 | $20.20 |
| 2026-07-28 | 2,887 | $20.25 |
| 2026-07-27 | 112,670 | $20.19 |
| 2026-07-02 | 13,859 | $20.57 |
| 2026-07-01 | 4,877 | $20.67 |
| 2026-06-30 | 1,741 | $20.75 |
| 2026-06-29 | 1,152 | $20.74 |
| 2026-06-24 | 688 | $20.62 |
| 2026-06-22 | 4,104 | $20.65 |
| 2026-06-18 | 5,819 | $20.60 |
| 2026-06-17 | 4,621 | $20.68 |
| 2026-06-16 | 1,208 | $20.68 |
| 2026-06-15 | 1,366 | $20.64 |
| 2026-06-12 | 1,099 | $20.63 |
| 2026-06-11 | 1,501 | $20.51 |
| 2026-06-10 | 3,699 | $20.55 |
| 2026-06-09 | 831 | $20.47 |
| 2026-06-08 | 963 | $20.50 |
| 2026-06-05 | 8,643 | $20.60 |
| 2026-06-04 | 5,514 | $20.56 |
| 2026-06-03 | 6,145 | $20.61 |
| 2026-06-02 | 294 | $20.62 |
| 2026-05-29 | 694 | $20.71 |
| 2026-05-27 | 3,845 | $20.60 |
| 2026-05-26 | 4,814 | $20.53 |
| 2026-05-22 | 2,337 | $20.49 |
| 2026-05-19 | 48 | $20.43 |
| 2026-05-18 | 1,516 | $20.44 |
| 2026-05-12 | 129 | $20.64 |
| 2026-05-11 | 130 | $20.68 |
| 2026-05-08 | 1 | $20.61 |
| 2026-05-07 | 1 | $20.67 |
| 2026-05-06 | 1 | $20.62 |
| 2026-05-05 | 2,800 | $20.53 |
| 2026-05-04 | 3,994 | $20.58 |
| 2026-05-01 | 162 | $20.63 |
| 2026-04-28 | 1,232 | $20.71 |
| 2026-04-27 | 1,219 | $20.76 |
| 2026-04-24 | 3,270 | $20.74 |
| 2026-04-17 | 842 | $20.73 |
| 2026-04-14 | 433 | $20.77 |
| 2026-04-13 | 3,071 | $20.65 |
| 2026-04-10 | 41 | $20.71 |
| 2026-04-08 | 92 | $20.64 |
| 2026-04-07 | 92 | $20.65 |
| 2026-04-06 | 231 | $20.62 |
| 2026-04-01 | 4,630 | $20.64 |
| 2026-03-31 | 291 | $20.50 |
| 2026-03-30 | 125 | $20.43 |
| 2026-03-26 | 6,224 | $20.62 |
| 2026-03-25 | 5,585 | $20.54 |
| 2026-03-24 | 4,800 | $20.57 |
| 2026-03-23 | 1 | $20.46 |
| 2026-03-19 | 877 | $20.60 |
| 2026-03-18 | 877 | $20.68 |
| 2026-03-17 | 877 | $20.60 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 74255Y821 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.