Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 76881Y174
Over the rolling 12-month window, securities of RIVERNORTH OPPORTUNITIES FD IN failed to deliver in the NSCC's Continuous Net Settlement system on 7 settlement days, totaling 439,291 fail shares and peaking at 332,551 shares on 2025-09-18. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2025-09-26 | 19,116 | $0.01 |
| 2025-09-25 | 4,360 | $0.01 |
| 2025-09-24 | 5,839 | $0.02 |
| 2025-09-23 | 1,334 | $0.02 |
| 2025-09-22 | 5,430 | $0.02 |
| 2025-09-19 | 70,661 | $0.02 |
| 2025-09-18 | 332,551 | $0.02 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 76881Y174 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.