Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 76882B124
Over the rolling 12-month window, securities of RIVERNORTH CAP & INCOME FD RT failed to deliver in the NSCC's Continuous Net Settlement system on 13 settlement days, totaling 306,690 fail shares and peaking at 62,571 shares on 2025-06-18. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2025-06-26 | 2 | $0.06 |
| 2025-06-25 | 10,932 | $0.06 |
| 2025-06-24 | 8,736 | $0.06 |
| 2025-06-23 | 7,930 | $0.06 |
| 2025-06-20 | 2,094 | $0.09 |
| 2025-06-18 | 62,571 | $0.17 |
| 2025-06-17 | 50,747 | $0.06 |
| 2025-06-16 | 55,926 | $0.04 |
| 2025-06-13 | 45,092 | $0.03 |
| 2025-06-12 | 27,762 | $0.02 |
| 2025-06-11 | 22,860 | $0.02 |
| 2025-06-10 | 10,136 | $0.03 |
| 2025-06-09 | 1,902 | $0.07 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 76882B124 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.