Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 76882G107
Over the rolling 12-month window, securities of RIVERNORTH/DOUBLELINE STRATEGI failed to deliver in the NSCC's Continuous Net Settlement system on 53 settlement days, totaling 123,909 fail shares and peaking at 19,849 shares on 2025-10-23. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 3,912 | $6.93 |
| 2026-10-09 | 2 | $6.90 |
| 2026-10-02 | 4,673 | $6.91 |
| 2026-09-08 | 2,171 | $7.45 |
| 2026-08-14 | 1,174 | $7.67 |
| 2026-08-10 | 2 | $7.66 |
| 2026-08-07 | 1 | $7.63 |
| 2026-07-17 | 807 | $7.73 |
| 2026-07-02 | 300 | $7.67 |
| 2026-06-05 | 90 | $7.64 |
| 2026-05-20 | 2,642 | $7.58 |
| 2026-05-19 | 2,800 | $7.66 |
| 2026-05-15 | 74 | $7.81 |
| 2026-05-07 | 7 | $7.87 |
| 2026-04-28 | 75 | $7.83 |
| 2026-04-24 | 112 | $7.83 |
| 2026-04-23 | 555 | $7.84 |
| 2026-04-09 | 6 | $7.73 |
| 2026-04-06 | 3,498 | $7.68 |
| 2026-02-20 | 2,175 | $7.88 |
| 2026-02-09 | 8 | $7.96 |
| 2026-02-03 | 1 | $7.88 |
| 2026-01-26 | 1,122 | $7.85 |
| 2026-01-15 | 1,610 | $7.92 |
| 2026-01-14 | 1,611 | $7.95 |
| 2026-01-06 | 912 | $7.95 |
| 2026-01-02 | 2 | $7.95 |
| 2025-12-31 | 132 | $7.91 |
| 2025-12-22 | 2 | $7.85 |
| 2025-12-16 | 4,582 | $7.82 |
| 2025-12-12 | 698 | $7.95 |
| 2025-12-04 | 3 | $7.96 |
| 2025-12-02 | 7,360 | $7.96 |
| 2025-12-01 | 7,360 | $8.03 |
| 2025-11-28 | 7,775 | $7.97 |
| 2025-11-25 | 1,283 | $8.02 |
| 2025-11-24 | 2,672 | $7.99 |
| 2025-11-21 | 11,078 | $7.95 |
| 2025-11-20 | 3,496 | $7.97 |
| 2025-11-19 | 2,785 | $7.95 |
| 2025-11-17 | 7,942 | $8.03 |
| 2025-11-13 | 3,455 | $8.10 |
| 2025-11-12 | 3,087 | $8.09 |
| 2025-11-10 | 121 | $8.14 |
| 2025-11-07 | 1,294 | $8.06 |
| 2025-10-29 | 166 | $8.18 |
| 2025-10-24 | 214 | $8.19 |
| 2025-10-23 | 19,849 | $8.28 |
| 2025-10-14 | 2,860 | $8.37 |
| 2025-10-09 | 385 | $8.38 |
| 2025-08-20 | 124 | $8.56 |
| 2025-08-13 | 942 | $8.68 |
| 2025-08-12 | 1,041 | $8.72 |
| 2025-08-11 | 3,096 | $8.70 |
| 2025-08-06 | 2,142 | $8.68 |
| 2025-07-30 | 1,385 | $8.53 |
| 2025-07-22 | 1,065 | $8.43 |
| 2025-07-08 | 8 | $8.48 |
| 2025-07-02 | 646 | $8.55 |
| 2025-07-01 | 610 | $8.55 |
| 2025-06-04 | 3,825 | $8.48 |
| 2025-06-03 | 3,215 | $8.48 |
| 2025-06-02 | 1 | $8.49 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 76882G107 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.