Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 76882G206
Over the rolling 12-month window, securities of RIVERNORTH / DOUBLELINE failed to deliver in the NSCC's Continuous Net Settlement system on 67 settlement days, totaling 40,085 fail shares and peaking at 3,857 shares on 2025-08-28. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 1 | $14.62 |
| 2026-10-09 | 111 | $14.69 |
| 2026-10-05 | 1,440 | $15.00 |
| 2026-10-01 | 78 | $14.97 |
| 2026-09-29 | 47 | $15.05 |
| 2026-09-25 | 299 | $15.25 |
| 2026-09-23 | 1 | $15.26 |
| 2026-09-17 | 327 | $15.25 |
| 2026-09-14 | 172 | $15.21 |
| 2026-09-04 | 69 | $15.36 |
| 2026-09-02 | 258 | $15.37 |
| 2026-08-27 | 265 | $15.27 |
| 2026-08-25 | 655 | $15.23 |
| 2026-08-20 | 267 | $15.31 |
| 2026-08-19 | 284 | $15.28 |
| 2026-08-10 | 91 | $15.59 |
| 2026-08-05 | 88 | $15.55 |
| 2026-07-31 | 8 | $15.83 |
| 2026-07-30 | 33 | $15.96 |
| 2026-07-29 | 9 | $16.07 |
| 2026-07-28 | 440 | $16.00 |
| 2026-07-22 | 1 | $16.05 |
| 2026-07-21 | 209 | $16.09 |
| 2026-07-20 | 183 | $16.08 |
| 2026-06-30 | 500 | $16.44 |
| 2026-06-22 | 27 | $16.85 |
| 2026-06-11 | 35 | $16.60 |
| 2026-06-10 | 35 | $16.55 |
| 2026-06-09 | 76 | $16.68 |
| 2026-06-05 | 177 | $16.86 |
| 2026-05-11 | 279 | $16.66 |
| 2026-05-08 | 249 | $16.64 |
| 2026-05-05 | 1,174 | $16.59 |
| 2026-04-23 | 24 | $16.78 |
| 2026-04-22 | 125 | $16.78 |
| 2026-04-21 | 20 | $16.79 |
| 2026-04-20 | 792 | $16.82 |
| 2026-04-17 | 48 | $16.80 |
| 2026-04-16 | 210 | $16.82 |
| 2026-03-31 | 17 | $16.78 |
| 2026-03-27 | 182 | $16.88 |
| 2026-03-26 | 436 | $16.97 |
| 2026-03-23 | 1,572 | $16.77 |
| 2026-03-13 | 261 | $16.84 |
| 2026-03-12 | 257 | $16.92 |
| 2026-03-09 | 311 | $16.95 |
| 2026-03-06 | 14 | $16.93 |
| 2026-02-25 | 290 | $17.07 |
| 2026-01-23 | 411 | $17.10 |
| 2026-01-22 | 235 | $17.03 |
| 2025-12-23 | 46 | $16.93 |
| 2025-12-22 | 234 | $16.93 |
| 2025-12-10 | 1,196 | $17.12 |
| 2025-12-08 | 196 | $17.14 |
| 2025-12-02 | 10 | $17.09 |
| 2025-11-28 | 318 | $17.09 |
| 2025-11-21 | 969 | $16.96 |
| 2025-11-20 | 1,061 | $16.91 |
| 2025-11-19 | 258 | $16.92 |
| 2025-11-17 | 610 | $16.92 |
| 2025-11-12 | 929 | $17.13 |
| 2025-11-10 | 281 | $16.98 |
| 2025-11-07 | 496 | $16.95 |
| 2025-11-03 | 631 | $17.20 |
| 2025-10-23 | 911 | $17.26 |
| 2025-10-17 | 334 | $17.07 |
| 2025-10-03 | 14 | $17.21 |
| 2025-10-02 | 238 | $17.24 |
| 2025-10-01 | 703 | $17.11 |
| 2025-09-30 | 460 | $17.15 |
| 2025-09-19 | 163 | $17.54 |
| 2025-09-03 | 199 | $17.03 |
| 2025-09-02 | 175 | $17.12 |
| 2025-08-29 | 180 | $17.19 |
| 2025-08-28 | 3,857 | $17.24 |
| 2025-08-26 | 289 | $17.22 |
| 2025-08-21 | 5 | $17.34 |
| 2025-08-19 | 345 | $17.25 |
| 2025-08-18 | 2,233 | $17.14 |
| 2025-08-15 | 35 | $17.10 |
| 2025-08-11 | 1,544 | $17.05 |
| 2025-08-08 | 729 | $17.07 |
| 2025-08-07 | 1,529 | $17.05 |
| 2025-08-06 | 1,597 | $17.07 |
| 2025-07-31 | 913 | $17.02 |
| 2025-07-30 | 1,333 | $17.02 |
| 2025-07-29 | 45 | $16.90 |
| 2025-07-24 | 161 | $16.99 |
| 2025-07-21 | 647 | $16.86 |
| 2025-07-18 | 5 | $16.88 |
Showing 90 most recent of 97.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 76882G206 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.