Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 76882G404
Over the rolling 12-month window, securities of RIVERNORTH / DOUBLELINE failed to deliver in the NSCC's Continuous Net Settlement system on 67 settlement days, totaling 22,552 fail shares and peaking at 2,000 shares on 2025-08-12. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 175 | $16.18 |
| 2026-08-20 | 3,439 | $16.63 |
| 2026-07-28 | 85 | $17.02 |
| 2026-07-27 | 185 | $16.99 |
| 2026-07-10 | 80 | $17.75 |
| 2026-07-09 | 57 | $17.54 |
| 2026-05-20 | 274 | $18.16 |
| 2026-05-18 | 543 | $18.29 |
| 2026-05-15 | 112 | $18.16 |
| 2026-05-13 | 405 | $18.22 |
| 2026-05-06 | 53 | $18.30 |
| 2026-03-04 | 518 | $18.57 |
| 2026-03-03 | 518 | $18.78 |
| 2026-02-27 | 138 | $18.62 |
| 2026-02-26 | 213 | $18.75 |
| 2026-02-23 | 458 | $18.70 |
| 2026-02-20 | 959 | $18.89 |
| 2026-02-19 | 162 | $18.74 |
| 2026-02-18 | 3 | $18.63 |
| 2026-02-12 | 33 | $18.87 |
| 2026-02-11 | 3 | $18.62 |
| 2026-01-26 | 305 | $18.97 |
| 2026-01-23 | 305 | $18.85 |
| 2025-12-31 | 1,200 | $18.32 |
| 2025-12-19 | 100 | $18.60 |
| 2025-12-15 | 365 | $18.67 |
| 2025-12-12 | 462 | $18.81 |
| 2025-12-05 | 297 | $18.70 |
| 2025-12-04 | 397 | $18.61 |
| 2025-11-28 | 5 | $18.97 |
| 2025-11-26 | 5 | $18.85 |
| 2025-11-14 | 45 | $18.80 |
| 2025-11-13 | 136 | $18.84 |
| 2025-11-04 | 121 | $18.57 |
| 2025-11-03 | 121 | $18.75 |
| 2025-10-24 | 128 | $18.73 |
| 2025-10-17 | 619 | $18.63 |
| 2025-10-14 | 321 | $18.70 |
| 2025-10-10 | 417 | $18.63 |
| 2025-10-03 | 142 | $18.70 |
| 2025-10-02 | 237 | $18.80 |
| 2025-10-01 | 32 | $18.60 |
| 2025-09-19 | 349 | $19.20 |
| 2025-09-18 | 342 | $19.29 |
| 2025-09-10 | 725 | $19.04 |
| 2025-09-05 | 339 | $18.40 |
| 2025-09-03 | 245 | $18.28 |
| 2025-09-02 | 382 | $18.33 |
| 2025-08-12 | 2,000 | $18.22 |
| 2025-08-01 | 157 | $18.32 |
| 2025-07-28 | 91 | $18.32 |
| 2025-07-25 | 339 | $18.35 |
| 2025-07-24 | 1,236 | $18.38 |
| 2025-07-23 | 836 | $18.38 |
| 2025-07-18 | 155 | $18.23 |
| 2025-07-17 | 1,018 | $18.24 |
| 2025-07-16 | 4 | $18.23 |
| 2025-07-15 | 64 | $18.39 |
| 2025-07-14 | 64 | $18.46 |
| 2025-07-11 | 363 | $18.50 |
| 2025-07-10 | 389 | $18.40 |
| 2025-07-09 | 861 | $18.44 |
| 2025-07-08 | 129 | $18.51 |
| 2025-06-30 | 144 | $18.55 |
| 2025-06-25 | 69 | $18.66 |
| 2025-06-24 | 492 | $18.70 |
| 2025-06-23 | 492 | $18.67 |
| 2025-06-11 | 93 | $18.59 |
| 2025-06-10 | 388 | $18.65 |
| 2025-06-06 | 86 | $18.59 |
| 2025-06-05 | 206 | $18.68 |
| 2025-06-04 | 171 | $18.41 |
| 2025-06-03 | 171 | $18.55 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 76882G404 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.