Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 76882G503
Over the rolling 12-month window, securities of RIVERNORTH / DOUBLELINE STRATG failed to deliver in the NSCC's Continuous Net Settlement system on 29 settlement days, totaling 4,163 fail shares and peaking at 881 shares on 2025-11-06. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-21 | 6 | $10.16 |
| 2026-08-31 | 56 | $10.15 |
| 2026-08-28 | 106 | $10.07 |
| 2026-08-27 | 106 | $10.07 |
| 2026-07-17 | 39 | $10.16 |
| 2026-07-06 | 2 | $10.17 |
| 2026-07-02 | 3 | $10.23 |
| 2026-06-04 | 2 | $10.22 |
| 2026-06-03 | 2 | $10.22 |
| 2026-04-29 | 79 | $10.30 |
| 2026-04-01 | 204 | $10.22 |
| 2026-03-31 | 204 | $10.22 |
| 2026-03-23 | 63 | $10.13 |
| 2026-03-02 | 30 | $10.18 |
| 2026-02-19 | 24 | $10.12 |
| 2026-02-10 | 8 | $10.19 |
| 2026-02-09 | 10 | $10.19 |
| 2026-01-26 | 11 | $10.25 |
| 2026-01-23 | 11 | $10.25 |
| 2026-01-13 | 4 | $10.24 |
| 2026-01-12 | 4 | $10.24 |
| 2025-12-26 | 52 | $10.23 |
| 2025-12-24 | 74 | $10.23 |
| 2025-12-16 | 7 | $10.20 |
| 2025-12-15 | 1 | $10.20 |
| 2025-12-08 | 493 | $10.26 |
| 2025-12-05 | 293 | $10.25 |
| 2025-12-04 | 293 | $10.25 |
| 2025-11-21 | 9 | $10.20 |
| 2025-11-20 | 9 | $10.20 |
| 2025-11-13 | 216 | $10.22 |
| 2025-11-07 | 781 | $10.17 |
| 2025-11-06 | 881 | $10.17 |
| 2025-11-05 | 192 | $10.13 |
| 2025-10-21 | 12 | $10.29 |
| 2025-10-20 | 12 | $10.29 |
| 2025-10-17 | 12 | $10.25 |
| 2025-09-24 | 174 | $10.14 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 76882G503 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.