Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 77926X304
Over the rolling 12-month window, securities of ROUNDHILL INNOVATION-100 0DTE failed to deliver in the NSCC's Continuous Net Settlement system on 126 settlement days, totaling 1,483,370 fail shares and peaking at 477,083 shares on 2025-12-18. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 93 | $29.29 |
| 2026-10-13 | 781 | $29.33 |
| 2026-10-09 | 1,330 | $29.31 |
| 2026-10-05 | 2,963 | $29.56 |
| 2026-09-14 | 450 | $28.64 |
| 2026-09-11 | 2,398 | $28.36 |
| 2026-09-03 | 1,428 | $28.70 |
| 2026-09-02 | 54 | $28.64 |
| 2026-09-01 | 27 | $29.01 |
| 2026-08-21 | 1,809 | $28.82 |
| 2026-08-20 | 7,690 | $29.27 |
| 2026-08-19 | 25,648 | $29.31 |
| 2026-08-18 | 2,537 | $29.81 |
| 2026-08-14 | 1,284 | $29.88 |
| 2026-08-13 | 1,296 | $29.80 |
| 2026-08-05 | 1,614 | $29.71 |
| 2026-08-03 | 184 | $28.72 |
| 2026-07-23 | 2,052 | $29.61 |
| 2026-07-22 | 363 | $29.76 |
| 2026-07-20 | 298 | $29.13 |
| 2026-07-16 | 21,203 | $30.28 |
| 2026-07-15 | 21,034 | $30.33 |
| 2026-07-14 | 16,620 | $29.98 |
| 2026-07-02 | 7,033 | $30.42 |
| 2026-07-01 | 27 | $31.13 |
| 2026-06-11 | 5,181 | $29.93 |
| 2026-06-05 | 1,829 | $31.74 |
| 2026-06-04 | 6,168 | $32.12 |
| 2026-06-03 | 4,084 | $32.17 |
| 2026-06-02 | 300 | $32.08 |
| 2026-06-01 | 9,622 | $31.92 |
| 2026-05-29 | 45 | $31.77 |
| 2026-05-28 | 963 | $31.90 |
| 2026-05-21 | 1,807 | $31.36 |
| 2026-05-20 | 1,551 | $30.95 |
| 2026-05-18 | 87 | $31.19 |
| 2026-05-15 | 2,888 | $31.64 |
| 2026-05-14 | 3,229 | $31.54 |
| 2026-05-13 | 611 | $31.30 |
| 2026-05-12 | 432 | $31.55 |
| 2026-05-11 | 31 | $31.42 |
| 2026-05-07 | 500 | $31.14 |
| 2026-05-06 | 4,353 | $30.65 |
| 2026-05-05 | 4,595 | $30.26 |
| 2026-05-04 | 4,081 | $30.29 |
| 2026-05-01 | 1 | $30.00 |
| 2026-04-17 | 156 | $29.28 |
| 2026-04-13 | 4,099 | $28.58 |
| 2026-04-10 | 1,618 | $28.54 |
| 2026-04-09 | 2,782 | $28.47 |
| 2026-04-07 | 545 | $27.58 |
| 2026-04-06 | 1,035 | $27.36 |
| 2026-03-26 | 1,019 | $28.36 |
| 2026-03-25 | 1,376 | $28.17 |
| 2026-03-24 | 91 | $28.35 |
| 2026-03-23 | 214 | $27.99 |
| 2026-03-18 | 80 | $29.01 |
| 2026-03-13 | 10 | $28.63 |
| 2026-03-10 | 25 | $29.28 |
| 2026-03-09 | 136 | $29.15 |
| 2026-03-05 | 2,195 | $29.86 |
| 2026-03-02 | 1,284 | $29.66 |
| 2026-02-27 | 3,618 | $29.69 |
| 2026-02-26 | 900 | $30.23 |
| 2026-02-25 | 10,687 | $29.77 |
| 2026-02-24 | 4,436 | $29.39 |
| 2026-02-09 | 50 | $30.12 |
| 2026-02-05 | 1,864 | $30.02 |
| 2026-02-03 | 1,160 | $30.97 |
| 2026-01-28 | 955 | $31.24 |
| 2026-01-21 | 3,263 | $30.29 |
| 2026-01-16 | 1,954 | $30.92 |
| 2026-01-12 | 641 | $31.22 |
| 2026-01-09 | 3,115 | $30.95 |
| 2026-01-08 | 665 | $31.30 |
| 2026-01-07 | 1,682 | $31.26 |
| 2026-01-06 | 1,973 | $31.03 |
| 2026-01-02 | 107 | $30.84 |
| 2025-12-30 | 29 | $32.85 |
| 2025-12-29 | 724 | $32.94 |
| 2025-12-24 | 975 | $34.78 |
| 2025-12-22 | 913 | $34.38 |
| 2025-12-18 | 477,083 | $33.62 |
| 2025-12-17 | 81,688 | $34.26 |
| 2025-12-16 | 43,610 | $34.15 |
| 2025-12-15 | 93,890 | $34.35 |
| 2025-12-11 | 83,878 | $35.30 |
| 2025-12-09 | 1,030 | $35.08 |
| 2025-12-05 | 16,456 | $34.95 |
| 2025-12-04 | 99,667 | $35.35 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 77926X304 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.