Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 77926X338
Over the rolling 12-month window, securities of ROUNDHILL ETF TR SPACE & TECHN failed to deliver in the NSCC's Continuous Net Settlement system on 39 settlement days, totaling 245,280 fail shares and peaking at 69,551 shares on 2026-03-09. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 114 | $25.29 |
| 2026-09-29 | 79 | $25.66 |
| 2026-08-28 | 35 | $25.66 |
| 2026-07-16 | 508 | $26.26 |
| 2026-06-11 | 162 | $32.65 |
| 2026-06-05 | 12,752 | $37.95 |
| 2026-06-04 | 12,463 | $36.70 |
| 2026-06-01 | 1,538 | $42.98 |
| 2026-05-28 | 853 | $44.73 |
| 2026-05-22 | 130 | $38.91 |
| 2026-05-21 | 200 | $38.80 |
| 2026-05-20 | 625 | $37.59 |
| 2026-05-15 | 2,734 | $37.74 |
| 2026-05-14 | 2,926 | $35.94 |
| 2026-04-24 | 1,109 | $31.72 |
| 2026-04-23 | 1,779 | $33.03 |
| 2026-04-22 | 2,167 | $32.33 |
| 2026-04-21 | 5,029 | $32.82 |
| 2026-04-20 | 13,156 | $32.75 |
| 2026-04-17 | 7,744 | $32.93 |
| 2026-04-16 | 2,806 | $31.06 |
| 2026-04-15 | 2,310 | $30.57 |
| 2026-04-14 | 2,002 | $30.65 |
| 2026-04-13 | 406 | $29.95 |
| 2026-04-10 | 945 | $29.50 |
| 2026-04-09 | 998 | $29.82 |
| 2026-04-08 | 503 | $28.92 |
| 2026-04-07 | 533 | $28.91 |
| 2026-04-06 | 113 | $28.94 |
| 2026-04-02 | 1,923 | $26.61 |
| 2026-04-01 | 1,812 | $25.59 |
| 2026-03-31 | 11 | $23.92 |
| 2026-03-27 | 49,299 | $26.13 |
| 2026-03-26 | 27,755 | $27.80 |
| 2026-03-25 | 2,759 | $25.75 |
| 2026-03-23 | 3 | $25.64 |
| 2026-03-20 | 337 | $25.91 |
| 2026-03-19 | 1,268 | $25.39 |
| 2026-03-18 | 158 | $26.38 |
| 2026-03-17 | 611 | $25.51 |
| 2026-03-16 | 1,131 | $24.80 |
| 2026-03-13 | 650 | $24.80 |
| 2026-03-12 | 2,533 | $25.27 |
| 2026-03-11 | 323 | $25.01 |
| 2026-03-10 | 2,787 | $25.01 |
| 2026-03-09 | 69,551 | $24.35 |
| 2026-03-06 | 33,301 | $24.78 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 77926X338 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.