Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 77926X353
Over the rolling 12-month window, securities of ROUNDHILL ETF TR ULTRA SHORT D failed to deliver in the NSCC's Continuous Net Settlement system on 23 settlement days, totaling 241,034 fail shares and peaking at 62,226 shares on 2026-04-20. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-06 | 385 | $101.18 |
| 2026-10-01 | 49 | $101.11 |
| 2026-09-23 | 18,269 | $101.04 |
| 2026-09-18 | 76 | $100.99 |
| 2026-09-04 | 185 | $100.85 |
| 2026-09-03 | 499 | $100.81 |
| 2026-09-01 | 4,747 | $100.77 |
| 2026-08-31 | 325 | $100.79 |
| 2026-08-25 | 351 | $100.80 |
| 2026-08-24 | 199 | $100.70 |
| 2026-08-20 | 2,208 | $100.64 |
| 2026-08-11 | 92 | $100.53 |
| 2026-08-06 | 25 | $100.47 |
| 2026-08-04 | 13,956 | $100.72 |
| 2026-08-03 | 48 | $100.44 |
| 2026-07-29 | 6 | $100.40 |
| 2026-07-28 | 76 | $100.39 |
| 2026-07-16 | 18 | $100.25 |
| 2026-07-15 | 18 | $100.23 |
| 2026-07-14 | 18 | $100.20 |
| 2026-07-13 | 18 | $100.19 |
| 2026-07-07 | 47 | $100.09 |
| 2026-07-01 | 25 | $100.07 |
| 2026-06-30 | 51 | $99.96 |
| 2026-06-29 | 25 | $99.91 |
| 2026-06-26 | 26 | $99.88 |
| 2026-06-25 | 1 | $100.01 |
| 2026-06-24 | 818 | $100.00 |
| 2026-06-23 | 821 | $99.84 |
| 2026-06-15 | 587 | $99.76 |
| 2026-06-12 | 2,079 | $99.75 |
| 2026-05-28 | 795 | $99.59 |
| 2026-05-13 | 166 | $99.44 |
| 2026-05-12 | 166 | $99.46 |
| 2026-05-11 | 166 | $99.45 |
| 2026-05-08 | 166 | $99.43 |
| 2026-04-30 | 24 | $99.35 |
| 2026-04-29 | 24 | $99.35 |
| 2026-04-21 | 61,267 | $99.23 |
| 2026-04-20 | 62,226 | $99.29 |
| 2026-04-17 | 33,989 | $99.21 |
| 2026-04-16 | 25 | $99.18 |
| 2026-04-06 | 19,090 | $99.06 |
| 2026-04-02 | 21,674 | $99.02 |
| 2026-04-01 | 24,864 | $98.51 |
| 2026-03-31 | 4,153 | $99.00 |
| 2026-03-30 | 6,948 | $98.98 |
| 2026-03-27 | 2,883 | $98.70 |
| 2026-03-26 | 2,281 | $99.33 |
| 2026-03-25 | 111 | $98.98 |
| 2026-03-24 | 1 | $98.93 |
| 2026-03-23 | 2 | $98.94 |
| 2026-03-20 | 7 | $98.88 |
| 2026-03-19 | 6 | $98.92 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 77926X353 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.