Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 77926X833
Over the rolling 12-month window, securities of ROUNDHILL ETF TR S&P 500 NO DI failed to deliver in the NSCC's Continuous Net Settlement system on 163 settlement days, totaling 870,366 fail shares and peaking at 54,256 shares on 2025-07-14. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 736 | $31.80 |
| 2026-10-13 | 250 | $31.79 |
| 2026-10-09 | 250 | $31.60 |
| 2026-10-08 | 46 | $31.80 |
| 2026-09-29 | 12,943 | $31.27 |
| 2026-09-28 | 51,173 | $31.56 |
| 2026-09-25 | 36,407 | $31.35 |
| 2026-09-23 | 20 | $31.62 |
| 2026-09-22 | 188 | $31.62 |
| 2026-09-21 | 160 | $31.15 |
| 2026-09-18 | 5,946 | $31.08 |
| 2026-09-15 | 4,753 | $31.03 |
| 2026-09-14 | 9 | $31.20 |
| 2026-09-11 | 158 | $30.91 |
| 2026-09-10 | 1,757 | $31.10 |
| 2026-09-09 | 1,631 | $31.24 |
| 2026-09-08 | 996 | $31.42 |
| 2026-09-04 | 605 | $31.52 |
| 2026-09-02 | 5 | $31.04 |
| 2026-09-01 | 22,002 | $31.27 |
| 2026-08-31 | 32,062 | $31.39 |
| 2026-08-27 | 63 | $31.22 |
| 2026-08-19 | 16 | $31.31 |
| 2026-08-10 | 1,110 | $31.54 |
| 2026-08-07 | 1,218 | $31.36 |
| 2026-08-06 | 1,301 | $31.39 |
| 2026-08-05 | 29,205 | $31.49 |
| 2026-08-04 | 23,567 | $30.93 |
| 2026-07-31 | 4 | $30.24 |
| 2026-07-17 | 273 | $30.60 |
| 2026-07-09 | 4 | $30.45 |
| 2026-07-08 | 7 | $30.49 |
| 2026-07-07 | 7 | $30.63 |
| 2026-07-06 | 1 | $30.45 |
| 2026-07-02 | 3 | $30.41 |
| 2026-06-30 | 426 | $30.22 |
| 2026-06-24 | 10,417 | $29.98 |
| 2026-06-17 | 60 | $30.55 |
| 2026-06-16 | 146 | $30.75 |
| 2026-06-11 | 30 | $29.53 |
| 2026-06-09 | 542 | $30.09 |
| 2026-06-08 | 700 | $30.06 |
| 2026-06-05 | 1,130 | $30.84 |
| 2026-06-04 | 1,129 | $30.71 |
| 2026-06-03 | 612 | $30.92 |
| 2026-06-02 | 742 | $30.86 |
| 2026-06-01 | 176 | $30.81 |
| 2026-05-29 | 801 | $30.72 |
| 2026-05-28 | 801 | $30.51 |
| 2026-05-27 | 1 | $30.50 |
| 2026-05-26 | 1,484 | $30.38 |
| 2026-05-22 | 5,327 | $30.24 |
| 2026-05-21 | 1,483 | $30.17 |
| 2026-05-20 | 1,483 | $29.96 |
| 2026-05-15 | 6 | $30.45 |
| 2026-05-14 | 6 | $30.25 |
| 2026-05-13 | 10,906 | $30.12 |
| 2026-05-12 | 2,554 | $30.08 |
| 2026-05-11 | 16,943 | $30.05 |
| 2026-05-08 | 2,032 | $29.76 |
| 2026-05-07 | 2,032 | $29.88 |
| 2026-05-06 | 4,514 | $29.42 |
| 2026-05-05 | 2,032 | $29.21 |
| 2026-05-04 | 55 | $29.36 |
| 2026-05-01 | 1,386 | $29.16 |
| 2026-04-30 | 8,440 | $28.92 |
| 2026-04-29 | 16,008 | $28.94 |
| 2026-04-23 | 5,824 | $28.96 |
| 2026-04-22 | 15,071 | $28.67 |
| 2026-04-21 | 3 | $28.88 |
| 2026-04-20 | 6 | $28.91 |
| 2026-04-15 | 144 | $28.25 |
| 2026-04-13 | 935 | $27.62 |
| 2026-04-09 | 2,862 | $27.54 |
| 2026-04-08 | 15,054 | $26.89 |
| 2026-04-07 | 10,939 | $26.87 |
| 2026-04-06 | 82 | $26.75 |
| 2026-04-02 | 140 | $26.65 |
| 2026-04-01 | 50 | $26.53 |
| 2026-03-30 | 2,025 | $25.82 |
| 2026-03-24 | 22,856 | $26.65 |
| 2026-03-23 | 22,227 | $26.37 |
| 2026-03-12 | 23,244 | $27.50 |
| 2026-03-11 | 19,368 | $27.44 |
| 2026-03-10 | 18,553 | $27.53 |
| 2026-03-03 | 10,869 | $27.85 |
| 2026-03-02 | 3,099 | $27.87 |
| 2026-02-26 | 15,101 | $28.17 |
| 2026-02-25 | 16,043 | $27.88 |
| 2026-02-24 | 12,605 | $27.68 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 77926X833 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.