Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 77926Y708
Over the rolling 12-month window, securities of ROUNDHILL ETF TR HALO ETF failed to deliver in the NSCC's Continuous Net Settlement system on 6 settlement days, totaling 251,741 fail shares and peaking at 103,271 shares on 2026-05-15. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-08-24 | 1,584 | $27.14 |
| 2026-08-20 | 1,781 | $26.95 |
| 2026-08-18 | 450 | $26.98 |
| 2026-08-14 | 330 | $26.93 |
| 2026-08-13 | 1,310 | $26.88 |
| 2026-08-12 | 102 | $26.84 |
| 2026-08-11 | 170 | $26.76 |
| 2026-08-10 | 631 | $26.78 |
| 2026-08-05 | 540 | $26.71 |
| 2026-08-04 | 594 | $26.27 |
| 2026-08-03 | 3 | $26.02 |
| 2026-07-31 | 1 | $25.95 |
| 2026-07-29 | 1,232 | $26.38 |
| 2026-07-28 | 3,534 | $26.34 |
| 2026-07-23 | 103 | $26.04 |
| 2026-07-22 | 138 | $25.83 |
| 2026-07-21 | 138 | $25.71 |
| 2026-07-17 | 320 | $26.10 |
| 2026-07-16 | 4,014 | $25.54 |
| 2026-07-14 | 193 | $25.61 |
| 2026-07-13 | 2,981 | $25.64 |
| 2026-07-10 | 4,343 | $25.44 |
| 2026-07-09 | 6,472 | $25.39 |
| 2026-07-08 | 12,200 | $25.62 |
| 2026-07-07 | 15 | $25.73 |
| 2026-07-06 | 8 | $25.74 |
| 2026-07-01 | 806 | $25.83 |
| 2026-06-30 | 1,004 | $25.73 |
| 2026-06-29 | 124 | $25.86 |
| 2026-06-22 | 20,637 | $25.40 |
| 2026-06-18 | 24,790 | $25.22 |
| 2026-06-17 | 31,834 | $25.80 |
| 2026-06-15 | 9,713 | $25.62 |
| 2026-06-12 | 14,521 | $25.32 |
| 2026-06-11 | 24,803 | $24.89 |
| 2026-06-10 | 37,049 | $25.22 |
| 2026-06-03 | 370 | $25.03 |
| 2026-05-28 | 341 | $25.25 |
| 2026-05-21 | 3,288 | $24.80 |
| 2026-05-20 | 3,126 | $24.52 |
| 2026-05-19 | 39,288 | $24.79 |
| 2026-05-18 | 102,427 | $24.63 |
| 2026-05-15 | 103,271 | $25.04 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 77926Y708 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.