Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 780910105
Over the rolling 12-month window, securities of ROYCE SMALL-CAP TRUST INC COM failed to deliver in the NSCC's Continuous Net Settlement system on 40 settlement days, totaling 281,064 fail shares and peaking at 197,788 shares on 2026-01-20. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-07 | 30 | $17.17 |
| 2026-09-25 | 1 | $17.30 |
| 2026-09-01 | 60 | $18.57 |
| 2026-08-28 | 492 | $18.83 |
| 2026-08-25 | 27 | $18.59 |
| 2026-08-19 | 450 | $18.72 |
| 2026-07-27 | 8 | $18.04 |
| 2026-07-23 | 45,622 | $18.05 |
| 2026-07-17 | 108,720 | $18.00 |
| 2026-07-16 | 6,773 | $18.10 |
| 2026-07-15 | 80,122 | $18.15 |
| 2026-07-10 | 1,844 | $18.19 |
| 2026-07-09 | 537 | $17.93 |
| 2026-07-08 | 1,439 | $18.17 |
| 2026-07-06 | 29,793 | $18.47 |
| 2026-07-01 | 1 | $18.47 |
| 2026-06-30 | 9,500 | $18.36 |
| 2026-06-15 | 356 | $17.95 |
| 2026-06-08 | 14,609 | $17.63 |
| 2026-06-05 | 17,161 | $18.16 |
| 2026-06-02 | 381 | $18.39 |
| 2026-06-01 | 2,242 | $18.56 |
| 2026-05-29 | 3,075 | $18.62 |
| 2026-05-11 | 4,974 | $18.68 |
| 2026-05-08 | 83 | $18.57 |
| 2026-05-07 | 8,144 | $18.70 |
| 2026-05-06 | 1,881 | $18.52 |
| 2026-05-04 | 4,893 | $18.50 |
| 2026-04-30 | 665 | $18.20 |
| 2026-03-31 | 35 | $16.09 |
| 2026-03-11 | 1,403 | $17.20 |
| 2026-03-03 | 4,018 | $18.59 |
| 2026-02-27 | 7,962 | $18.65 |
| 2026-02-19 | 2,794 | $18.60 |
| 2026-02-17 | 1,750 | $18.37 |
| 2026-02-05 | 7,658 | $17.46 |
| 2026-02-03 | 2,944 | $17.48 |
| 2026-01-28 | 4,085 | $17.51 |
| 2026-01-22 | 9,573 | $17.43 |
| 2026-01-20 | 197,788 | $17.39 |
| 2026-01-13 | 64 | $17.03 |
| 2025-12-30 | 480 | $16.19 |
| 2025-12-29 | 2 | $16.27 |
| 2025-12-22 | 5,743 | $16.22 |
| 2025-12-02 | 20 | $16.08 |
| 2025-11-28 | 817 | $16.13 |
| 2025-11-25 | 812 | $15.66 |
| 2025-11-14 | 10 | $15.50 |
| 2025-10-28 | 1,903 | $16.32 |
| 2025-10-24 | 3,535 | $16.18 |
| 2025-10-06 | 30 | $16.34 |
| 2025-09-29 | 2 | $16.07 |
| 2025-09-10 | 1,296 | $16.32 |
| 2025-09-09 | 1,916 | $16.36 |
| 2025-09-05 | 237 | $16.14 |
| 2025-08-05 | 262 | $15.23 |
| 2025-08-04 | 45 | $14.94 |
| 2025-08-01 | 45 | $15.18 |
| 2025-07-31 | 44 | $15.27 |
| 2025-07-28 | 45 | $15.48 |
| 2025-07-10 | 14 | $15.43 |
| 2025-06-26 | 17 | $14.83 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 780910105 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.