Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 780915104
Over the rolling 12-month window, securities of ROYCE MICRO-CAP TRUST INC failed to deliver in the NSCC's Continuous Net Settlement system on 55 settlement days, totaling 20,421 fail shares and peaking at 7,520 shares on 2025-11-04. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-23 | 71 | $13.62 |
| 2026-08-14 | 143 | $14.59 |
| 2026-08-04 | 12 | $13.87 |
| 2026-07-09 | 5 | $13.85 |
| 2026-07-01 | 18 | $14.64 |
| 2026-06-30 | 17,609 | $14.41 |
| 2026-06-09 | 80 | $13.80 |
| 2026-05-28 | 625 | $13.92 |
| 2026-04-22 | 20 | $13.16 |
| 2026-04-01 | 106 | $11.31 |
| 2026-03-31 | 17 | $11.07 |
| 2026-03-23 | 19 | $11.03 |
| 2026-02-23 | 1 | $12.15 |
| 2026-02-04 | 511 | $11.63 |
| 2026-01-29 | 1 | $11.51 |
| 2026-01-28 | 1 | $11.55 |
| 2026-01-27 | 1 | $11.56 |
| 2026-01-26 | 1 | $11.59 |
| 2026-01-23 | 1 | $11.79 |
| 2026-01-22 | 1 | $11.66 |
| 2026-01-21 | 1 | $11.42 |
| 2026-01-20 | 1 | $11.57 |
| 2026-01-16 | 1 | $11.49 |
| 2026-01-15 | 1 | $11.38 |
| 2026-01-14 | 1 | $11.29 |
| 2026-01-13 | 1 | $11.28 |
| 2026-01-12 | 1 | $11.15 |
| 2026-01-09 | 1 | $11.10 |
| 2026-01-08 | 1 | $10.97 |
| 2026-01-07 | 1 | $11.05 |
| 2026-01-06 | 1 | $10.80 |
| 2026-01-05 | 1 | $10.54 |
| 2026-01-02 | 1 | $10.43 |
| 2025-12-31 | 1 | $10.54 |
| 2025-12-30 | 1 | $10.54 |
| 2025-12-29 | 1 | $10.60 |
| 2025-12-26 | 1 | $10.68 |
| 2025-12-24 | 1 | $10.64 |
| 2025-12-23 | 1 | $10.65 |
| 2025-12-22 | 1 | $10.52 |
| 2025-12-19 | 1 | $10.46 |
| 2025-12-18 | 1 | $10.38 |
| 2025-12-17 | 1 | $10.49 |
| 2025-12-16 | 1 | $10.48 |
| 2025-12-15 | 1 | $10.58 |
| 2025-12-12 | 1 | $10.70 |
| 2025-12-10 | 361 | $10.70 |
| 2025-12-09 | 38 | $10.59 |
| 2025-11-26 | 87 | $10.22 |
| 2025-11-24 | 57 | $9.76 |
| 2025-11-18 | 507 | $9.72 |
| 2025-11-07 | 4,138 | $10.16 |
| 2025-11-05 | 1,315 | $10.26 |
| 2025-11-04 | 7,520 | $10.51 |
| 2025-10-02 | 76 | $10.46 |
| 2025-09-30 | 139 | $10.38 |
| 2025-09-29 | 111 | $10.38 |
| 2025-09-11 | 2,482 | $10.26 |
| 2025-09-08 | 1,284 | $10.29 |
| 2025-09-05 | 22 | $10.19 |
| 2025-08-18 | 824 | $9.72 |
| 2025-06-27 | 129 | $9.08 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 780915104 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.