Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 78433H105
Over the rolling 12-month window, securities of NEOS ETF TR FIS KNIGHTS OF COL failed to deliver in the NSCC's Continuous Net Settlement system on 5 settlement days, totaling 171 fail shares and peaking at 79 shares on 2025-07-10. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2025-07-11 | 24 | $31.41 |
| 2025-07-10 | 79 | $31.43 |
| 2025-06-30 | 19 | $31.12 |
| 2025-06-27 | 18 | $30.80 |
| 2025-06-24 | 31 | $30.27 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 78433H105 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.