Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 78433H303
Over the rolling 12-month window, securities of NEOS ETF TR NEOS S&P 500 HIGH failed to deliver in the NSCC's Continuous Net Settlement system on 73 settlement days, totaling 1,141,097 fail shares and peaking at 163,997 shares on 2025-12-09. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-23 | 1,941 | $53.72 |
| 2026-09-21 | 1 | $53.09 |
| 2026-09-01 | 5,547 | $53.65 |
| 2026-08-27 | 2,444 | $53.53 |
| 2026-08-24 | 1 | $53.46 |
| 2026-08-19 | 19,048 | $54.04 |
| 2026-08-18 | 4,217 | $54.26 |
| 2026-08-17 | 87,669 | $54.39 |
| 2026-08-12 | 2,160 | $54.09 |
| 2026-08-11 | 7,255 | $54.19 |
| 2026-08-04 | 259 | $53.46 |
| 2026-07-27 | 29,653 | $52.30 |
| 2026-07-24 | 2,278 | $52.26 |
| 2026-07-23 | 1,853 | $52.84 |
| 2026-07-17 | 32 | $53.53 |
| 2026-07-10 | 69,807 | $53.51 |
| 2026-07-09 | 19,527 | $53.15 |
| 2026-07-07 | 12,426 | $53.45 |
| 2026-06-30 | 1 | $52.72 |
| 2026-06-29 | 19 | $51.99 |
| 2026-06-22 | 1 | $53.05 |
| 2026-06-12 | 22,971 | $52.82 |
| 2026-06-09 | 3,895 | $52.93 |
| 2026-06-05 | 3,950 | $53.98 |
| 2026-05-26 | 1 | $53.38 |
| 2026-05-19 | 4,739 | $53.54 |
| 2026-05-12 | 400 | $53.49 |
| 2026-05-08 | 2,210 | $53.13 |
| 2026-05-07 | 301 | $53.20 |
| 2026-05-06 | 6,715 | $52.70 |
| 2026-05-04 | 5 | $52.52 |
| 2026-04-27 | 2 | $52.20 |
| 2026-04-22 | 13,001 | $52.29 |
| 2026-04-20 | 179 | $52.55 |
| 2026-04-17 | 1,611 | $52.20 |
| 2026-04-16 | 21,490 | $52.10 |
| 2026-03-26 | 4,852 | $49.82 |
| 2026-03-18 | 51,909 | $51.20 |
| 2026-03-17 | 302 | $51.05 |
| 2026-03-06 | 1,335 | $51.78 |
| 2026-03-04 | 16,590 | $51.69 |
| 2026-03-03 | 16,671 | $52.07 |
| 2026-02-20 | 1,627 | $51.91 |
| 2026-02-18 | 33,944 | $52.29 |
| 2026-02-12 | 151 | $52.83 |
| 2026-02-10 | 24,972 | $52.93 |
| 2026-02-09 | 7,309 | $52.71 |
| 2026-02-04 | 11,723 | $52.62 |
| 2026-01-21 | 4,251 | $52.26 |
| 2026-01-20 | 1,535 | $53.10 |
| 2026-01-16 | 50,806 | $53.12 |
| 2026-01-15 | 50,450 | $53.01 |
| 2026-01-12 | 22,775 | $53.19 |
| 2026-01-09 | 14,609 | $52.94 |
| 2025-12-29 | 617 | $53.00 |
| 2025-12-26 | 19,621 | $52.98 |
| 2025-12-23 | 11,228 | $53.16 |
| 2025-12-19 | 919 | $52.42 |
| 2025-12-17 | 17,669 | $52.57 |
| 2025-12-12 | 8,385 | $53.15 |
| 2025-12-09 | 163,997 | $52.77 |
| 2025-12-03 | 11 | $52.58 |
| 2025-11-21 | 208 | $50.92 |
| 2025-11-20 | 31 | $51.67 |
| 2025-11-18 | 110,481 | $51.88 |
| 2025-11-14 | 15,416 | $52.28 |
| 2025-11-12 | 3,654 | $52.98 |
| 2025-10-30 | 12,082 | $52.99 |
| 2025-10-24 | 15,893 | $52.24 |
| 2025-10-23 | 19,835 | $52.00 |
| 2025-10-17 | 18,962 | $51.92 |
| 2025-10-15 | 994 | $52.07 |
| 2025-10-10 | 12,380 | $52.59 |
| 2025-10-08 | 28,345 | $52.45 |
| 2025-09-25 | 344 | $52.00 |
| 2025-09-22 | 23,337 | $52.59 |
| 2025-09-11 | 957 | $51.96 |
| 2025-09-09 | 27,007 | $51.72 |
| 2025-08-28 | 2,314 | $51.50 |
| 2025-08-26 | 3 | $51.27 |
| 2025-08-21 | 39,371 | $50.96 |
| 2025-08-20 | 37,083 | $51.57 |
| 2025-08-14 | 4 | $51.79 |
| 2025-07-29 | 468 | $51.12 |
| 2025-07-28 | 9,031 | $51.08 |
| 2025-07-22 | 2,391 | $51.15 |
| 2025-07-02 | 298 | $50.31 |
| 2025-06-24 | 15,822 | $49.97 |
| 2025-06-23 | 15,353 | $49.61 |
| 2025-06-20 | 2,674 | $49.67 |
Showing 90 most recent of 97.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 78433H303 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.