Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 78433H477
Over the rolling 12-month window, securities of NEOS ETF TR LONG/SHORT EQUITY failed to deliver in the NSCC's Continuous Net Settlement system on 41 settlement days, totaling 48,625 fail shares and peaking at 15,798 shares on 2025-12-16. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 415 | $59.03 |
| 2026-10-13 | 503 | $58.69 |
| 2026-10-09 | 407 | $59.08 |
| 2026-10-06 | 66 | $57.88 |
| 2026-09-29 | 156 | $56.70 |
| 2026-09-25 | 87 | $57.00 |
| 2026-09-24 | 61 | $56.77 |
| 2026-09-23 | 55 | $57.62 |
| 2026-09-16 | 5 | $57.75 |
| 2026-09-15 | 5 | $57.83 |
| 2026-09-10 | 993 | $57.83 |
| 2026-09-09 | 1,556 | $57.78 |
| 2026-09-08 | 311 | $58.38 |
| 2026-09-03 | 1,311 | $57.82 |
| 2026-09-02 | 215 | $57.07 |
| 2026-09-01 | 217 | $57.32 |
| 2026-08-27 | 371 | $56.06 |
| 2026-08-26 | 573 | $56.37 |
| 2026-08-25 | 146 | $56.04 |
| 2026-08-24 | 37 | $56.94 |
| 2026-08-21 | 99 | $56.89 |
| 2026-08-20 | 99 | $56.69 |
| 2026-08-19 | 99 | $56.82 |
| 2026-08-18 | 1,109 | $57.46 |
| 2026-08-17 | 1,036 | $57.26 |
| 2026-08-14 | 466 | $56.96 |
| 2026-08-12 | 856 | $54.76 |
| 2026-08-11 | 951 | $54.65 |
| 2026-08-07 | 5 | $53.72 |
| 2026-08-06 | 6 | $53.74 |
| 2026-07-29 | 884 | $53.70 |
| 2026-07-28 | 1,084 | $53.71 |
| 2026-07-27 | 1,087 | $52.86 |
| 2026-07-14 | 18 | $53.82 |
| 2026-07-13 | 3 | $53.16 |
| 2026-06-30 | 4 | $50.97 |
| 2026-06-26 | 1 | $50.67 |
| 2026-06-23 | 3 | $51.20 |
| 2026-06-12 | 1 | $50.70 |
| 2026-06-11 | 38,805 | $50.68 |
| 2026-06-10 | 38,743 | $51.72 |
| 2026-06-05 | 1 | $53.06 |
| 2026-06-03 | 322 | $54.11 |
| 2026-06-02 | 422 | $54.34 |
| 2026-05-28 | 8 | $51.20 |
| 2026-05-27 | 162 | $51.91 |
| 2026-05-26 | 52 | $51.30 |
| 2026-05-22 | 3,711 | $50.86 |
| 2026-05-21 | 3,900 | $51.01 |
| 2026-04-27 | 14 | $47.15 |
| 2026-03-27 | 10 | $45.74 |
| 2026-03-17 | 25 | $47.05 |
| 2026-02-23 | 92 | $46.19 |
| 2026-02-20 | 22 | $46.23 |
| 2026-02-06 | 17 | $46.49 |
| 2026-02-05 | 31 | $46.94 |
| 2026-02-04 | 40 | $47.21 |
| 2026-02-03 | 40 | $48.60 |
| 2026-02-02 | 9 | $48.72 |
| 2026-01-30 | 9 | $48.15 |
| 2026-01-29 | 59 | $48.97 |
| 2026-01-28 | 270 | $49.18 |
| 2026-01-26 | 75 | $49.50 |
| 2026-01-23 | 37 | $49.59 |
| 2026-01-14 | 109 | $49.66 |
| 2026-01-13 | 19 | $50.93 |
| 2026-01-12 | 7 | $51.08 |
| 2026-01-09 | 16 | $51.62 |
| 2026-01-08 | 1,097 | $51.98 |
| 2026-01-07 | 424 | $51.78 |
| 2026-01-06 | 535 | $51.08 |
| 2026-01-05 | 823 | $50.82 |
| 2026-01-02 | 831 | $51.23 |
| 2025-12-31 | 645 | $51.62 |
| 2025-12-30 | 202 | $51.64 |
| 2025-12-26 | 489 | $51.53 |
| 2025-12-24 | 1,099 | $51.62 |
| 2025-12-23 | 645 | $51.64 |
| 2025-12-22 | 305 | $51.10 |
| 2025-12-18 | 11 | $50.73 |
| 2025-12-17 | 1,328 | $50.60 |
| 2025-12-16 | 15,798 | $50.87 |
| 2025-12-15 | 11,748 | $50.81 |
| 2025-12-12 | 1,609 | $50.85 |
| 2025-12-11 | 2,302 | $50.50 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 78433H477 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.