Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 78433H485
Over the rolling 12-month window, securities of NEOS ETF TR MLP & ENERGY INFRA failed to deliver in the NSCC's Continuous Net Settlement system on 83 settlement days, totaling 1,547,151 fail shares and peaking at 383,658 shares on 2026-03-12. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-17 | 48,508 | $52.48 |
| 2026-09-04 | 199 | $54.63 |
| 2026-08-31 | 12,226 | $54.28 |
| 2026-08-28 | 23 | $54.46 |
| 2026-08-25 | 3,373 | $53.85 |
| 2026-08-17 | 24,689 | $55.02 |
| 2026-08-14 | 68 | $54.33 |
| 2026-08-11 | 542 | $53.83 |
| 2026-08-06 | 1,537 | $52.90 |
| 2026-08-04 | 358 | $54.20 |
| 2026-07-30 | 2,744 | $53.90 |
| 2026-07-29 | 531 | $53.73 |
| 2026-07-27 | 137 | $55.55 |
| 2026-07-22 | 9,368 | $55.86 |
| 2026-07-21 | 173,000 | $56.29 |
| 2026-07-20 | 9,851 | $56.25 |
| 2026-07-17 | 24,469 | $56.42 |
| 2026-07-16 | 18,249 | $56.18 |
| 2026-07-15 | 7,853 | $56.49 |
| 2026-07-14 | 100,850 | $56.13 |
| 2026-07-13 | 3,008 | $55.48 |
| 2026-07-10 | 49,818 | $55.77 |
| 2026-07-09 | 13,058 | $56.18 |
| 2026-07-08 | 6,621 | $55.85 |
| 2026-07-07 | 760 | $54.77 |
| 2026-07-06 | 39,094 | $55.05 |
| 2026-06-30 | 3,300 | $55.44 |
| 2026-06-26 | 40 | $55.85 |
| 2026-06-24 | 5,443 | $55.70 |
| 2026-06-16 | 3,827 | $55.61 |
| 2026-06-15 | 3,558 | $56.16 |
| 2026-06-10 | 1,976 | $55.26 |
| 2026-06-09 | 61,630 | $55.25 |
| 2026-06-08 | 9,337 | $55.80 |
| 2026-06-05 | 16,027 | $55.94 |
| 2026-06-04 | 32,871 | $55.41 |
| 2026-06-03 | 22,850 | $55.39 |
| 2026-05-26 | 12,453 | $57.62 |
| 2026-05-22 | 5,555 | $57.50 |
| 2026-05-19 | 8,674 | $58.13 |
| 2026-05-18 | 870 | $57.85 |
| 2026-05-15 | 2,625 | $57.70 |
| 2026-05-14 | 11,715 | $56.84 |
| 2026-05-13 | 10,266 | $56.70 |
| 2026-05-12 | 3,167 | $56.32 |
| 2026-05-05 | 433 | $57.90 |
| 2026-05-04 | 7,116 | $57.59 |
| 2026-05-01 | 1,376 | $57.68 |
| 2026-04-30 | 359 | $56.38 |
| 2026-04-27 | 2,853 | $54.78 |
| 2026-04-24 | 4,789 | $54.77 |
| 2026-04-23 | 9,226 | $54.44 |
| 2026-04-22 | 7,475 | $54.65 |
| 2026-04-21 | 2,504 | $54.84 |
| 2026-04-20 | 585 | $54.72 |
| 2026-04-17 | 1,729 | $54.94 |
| 2026-04-16 | 844 | $54.80 |
| 2026-04-15 | 2,469 | $55.05 |
| 2026-04-14 | 3,578 | $55.53 |
| 2026-04-08 | 353,212 | $56.85 |
| 2026-04-07 | 1,245 | $56.46 |
| 2026-04-06 | 3,933 | $56.19 |
| 2026-03-30 | 130 | $57.25 |
| 2026-03-27 | 7,007 | $57.31 |
| 2026-03-26 | 1,812 | $56.93 |
| 2026-03-24 | 432 | $56.35 |
| 2026-03-20 | 1,963 | $56.11 |
| 2026-03-19 | 17,277 | $55.20 |
| 2026-03-18 | 10,407 | $55.94 |
| 2026-03-17 | 9,669 | $55.92 |
| 2026-03-16 | 8,120 | $55.89 |
| 2026-03-12 | 383,658 | $55.85 |
| 2026-03-11 | 1,136 | $55.72 |
| 2026-03-06 | 2,368 | $56.12 |
| 2026-03-05 | 4,533 | $56.41 |
| 2026-03-04 | 7,057 | $56.35 |
| 2026-03-03 | 4,344 | $56.57 |
| 2026-03-02 | 4,169 | $55.57 |
| 2026-02-27 | 2,024 | $55.48 |
| 2026-02-25 | 470 | $54.91 |
| 2026-02-24 | 1,585 | $55.19 |
| 2026-02-23 | 6,876 | $55.01 |
| 2026-02-20 | 7,896 | $54.84 |
| 2026-02-19 | 9,001 | $54.45 |
| 2026-02-18 | 10,319 | $55.08 |
| 2026-02-17 | 1,981 | $55.50 |
| 2026-02-13 | 1,529 | $54.78 |
| 2026-02-12 | 510 | $54.81 |
| 2026-02-10 | 130,472 | $53.99 |
| 2026-02-09 | 1,500 | $53.41 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 78433H485 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.