Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 78433H550
Over the rolling 12-month window, securities of NEOS ETF TR GOLD HIGH INCOME E failed to deliver in the NSCC's Continuous Net Settlement system on 78 settlement days, totaling 184,845 fail shares and peaking at 19,194 shares on 2025-06-09. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-08-21 | 3,421 | $52.05 |
| 2026-08-06 | 3,496 | $50.42 |
| 2026-07-20 | 100 | $48.84 |
| 2026-07-07 | 5 | $49.95 |
| 2026-07-01 | 1,665 | $48.45 |
| 2026-06-15 | 106 | $51.29 |
| 2026-05-18 | 11 | $55.38 |
| 2026-03-27 | 516 | $53.12 |
| 2026-03-25 | 1,058 | $53.54 |
| 2026-01-27 | 512 | $61.03 |
| 2026-01-23 | 1,631 | $60.35 |
| 2026-01-15 | 1,707 | $58.99 |
| 2026-01-14 | 1,216 | $58.65 |
| 2026-01-13 | 82 | $58.60 |
| 2026-01-08 | 4,477 | $57.40 |
| 2025-12-24 | 851 | $58.05 |
| 2025-12-23 | 271 | $57.59 |
| 2025-12-19 | 1,257 | $56.60 |
| 2025-12-18 | 4,912 | $56.74 |
| 2025-12-17 | 2,514 | $56.40 |
| 2025-12-16 | 1,166 | $56.36 |
| 2025-12-05 | 674 | $55.27 |
| 2025-11-24 | 36 | $54.32 |
| 2025-11-20 | 4 | $54.37 |
| 2025-11-07 | 316 | $53.27 |
| 2025-11-04 | 3,500 | $53.60 |
| 2025-11-03 | 3,847 | $53.45 |
| 2025-10-31 | 2,828 | $53.56 |
| 2025-10-30 | 1,712 | $52.85 |
| 2025-10-27 | 59 | $53.82 |
| 2025-10-17 | 2,314 | $55.41 |
| 2025-10-16 | 1,413 | $54.99 |
| 2025-09-11 | 2,100 | $51.70 |
| 2025-09-05 | 6,040 | $50.84 |
| 2025-09-04 | 4,569 | $50.87 |
| 2025-09-03 | 4,404 | $50.70 |
| 2025-08-26 | 883 | $49.13 |
| 2025-08-21 | 1,371 | $48.99 |
| 2025-08-20 | 1,218 | $49.08 |
| 2025-08-19 | 1,487 | $49.20 |
| 2025-08-18 | 1,911 | $49.33 |
| 2025-08-15 | 504 | $49.27 |
| 2025-08-14 | 6,327 | $49.36 |
| 2025-08-13 | 4,602 | $49.29 |
| 2025-08-12 | 131 | $49.30 |
| 2025-08-08 | 181 | $49.72 |
| 2025-08-07 | 131 | $49.51 |
| 2025-08-05 | 386 | $49.50 |
| 2025-08-04 | 152 | $49.27 |
| 2025-07-31 | 234 | $48.30 |
| 2025-07-30 | 1,185 | $48.92 |
| 2025-07-29 | 123 | $48.87 |
| 2025-07-28 | 1,131 | $49.04 |
| 2025-07-24 | 1,477 | $49.54 |
| 2025-07-23 | 2,597 | $50.38 |
| 2025-07-22 | 223 | $50.00 |
| 2025-07-21 | 999 | $49.62 |
| 2025-07-18 | 4,836 | $49.50 |
| 2025-07-17 | 6,266 | $49.50 |
| 2025-07-16 | 1,334 | $49.44 |
| 2025-07-15 | 587 | $49.57 |
| 2025-07-14 | 122 | $49.63 |
| 2025-07-11 | 2,817 | $49.31 |
| 2025-07-10 | 4,933 | $49.22 |
| 2025-07-09 | 498 | $49.08 |
| 2025-07-08 | 424 | $49.43 |
| 2025-07-03 | 1,246 | $49.50 |
| 2025-07-02 | 3,582 | $49.38 |
| 2025-07-01 | 1,636 | $48.95 |
| 2025-06-30 | 454 | $48.37 |
| 2025-06-27 | 1,581 | $49.28 |
| 2025-06-26 | 4,458 | $49.39 |
| 2025-06-25 | 2,948 | $49.65 |
| 2025-06-24 | 960 | $50.30 |
| 2025-06-23 | 2,431 | $50.17 |
| 2025-06-20 | 1,618 | $50.04 |
| 2025-06-18 | 294 | $50.31 |
| 2025-06-17 | 561 | $50.34 |
| 2025-06-16 | 3,731 | $50.75 |
| 2025-06-13 | 3,003 | $50.30 |
| 2025-06-12 | 2,398 | $49.84 |
| 2025-06-10 | 11,112 | $49.59 |
| 2025-06-09 | 19,194 | $49.41 |
| 2025-06-06 | 18,571 | $49.88 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 78433H550 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.