Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 78433H568
Over the rolling 12-month window, securities of NEOS ETF TR S&P 500 HEDGED EQU failed to deliver in the NSCC's Continuous Net Settlement system on 192 settlement days, totaling 172,996 fail shares and peaking at 28,388 shares on 2025-10-06. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 138 | $56.23 |
| 2026-09-29 | 138 | $56.35 |
| 2026-09-18 | 30 | $56.48 |
| 2026-08-26 | 91,974 | $56.83 |
| 2026-08-25 | 93,955 | $56.72 |
| 2026-08-24 | 83,952 | $56.73 |
| 2026-08-21 | 111,788 | $56.60 |
| 2026-07-29 | 363 | $55.73 |
| 2026-07-27 | 174 | $55.55 |
| 2026-07-24 | 138 | $55.44 |
| 2026-07-23 | 92 | $56.08 |
| 2026-07-22 | 92 | $56.08 |
| 2026-07-21 | 1,377 | $55.77 |
| 2026-07-20 | 965 | $55.88 |
| 2026-07-17 | 52 | $56.18 |
| 2026-07-16 | 125 | $56.36 |
| 2026-07-14 | 163 | $56.05 |
| 2026-07-13 | 172 | $56.32 |
| 2026-07-10 | 33 | $56.07 |
| 2026-07-09 | 355 | $55.85 |
| 2026-07-08 | 733 | $55.94 |
| 2026-07-07 | 18 | $56.03 |
| 2026-07-06 | 18 | $55.76 |
| 2026-07-02 | 457 | $55.75 |
| 2026-06-26 | 225 | $54.88 |
| 2026-06-25 | 225 | $54.91 |
| 2026-06-24 | 220 | $55.41 |
| 2026-06-23 | 220 | $55.97 |
| 2026-06-22 | 18,102 | $56.12 |
| 2026-06-18 | 19,019 | $55.68 |
| 2026-06-17 | 18,489 | $56.24 |
| 2026-06-16 | 149 | $56.39 |
| 2026-06-15 | 395 | $55.71 |
| 2026-06-12 | 583 | $55.50 |
| 2026-06-09 | 523 | $55.61 |
| 2026-06-04 | 929 | $56.40 |
| 2026-06-03 | 768 | $56.62 |
| 2026-06-02 | 2 | $56.59 |
| 2026-06-01 | 447 | $56.49 |
| 2026-05-29 | 1,329 | $56.39 |
| 2026-05-28 | 2 | $56.22 |
| 2026-05-26 | 661 | $56.36 |
| 2026-05-22 | 1,371 | $56.23 |
| 2026-05-21 | 1,100 | $56.14 |
| 2026-05-20 | 560 | $55.82 |
| 2026-05-19 | 231 | $56.00 |
| 2026-05-18 | 21 | $56.01 |
| 2026-05-15 | 198 | $56.33 |
| 2026-05-14 | 920 | $56.07 |
| 2026-05-13 | 1,180 | $55.91 |
| 2026-05-12 | 330 | $55.90 |
| 2026-05-11 | 31 | $55.85 |
| 2026-05-08 | 31 | $55.59 |
| 2026-05-07 | 40 | $55.68 |
| 2026-05-05 | 2 | $54.94 |
| 2026-05-04 | 2 | $55.16 |
| 2026-05-01 | 5 | $55.03 |
| 2026-04-30 | 309 | $54.80 |
| 2026-04-29 | 731 | $55.17 |
| 2026-04-28 | 377 | $55.25 |
| 2026-04-27 | 374 | $55.24 |
| 2026-04-24 | 1,042 | $55.03 |
| 2026-04-23 | 1,301 | $55.12 |
| 2026-04-22 | 725 | $54.84 |
| 2026-04-21 | 1,284 | $54.95 |
| 2026-04-20 | 631 | $55.03 |
| 2026-04-17 | 158 | $54.79 |
| 2026-04-15 | 31 | $54.54 |
| 2026-04-13 | 506 | $53.97 |
| 2026-04-10 | 25 | $54.05 |
| 2026-04-08 | 106 | $53.06 |
| 2026-04-07 | 103 | $53.04 |
| 2026-04-02 | 300 | $52.90 |
| 2026-04-01 | 260 | $52.61 |
| 2026-03-31 | 350 | $51.70 |
| 2026-03-30 | 55 | $51.86 |
| 2026-03-27 | 23 | $52.45 |
| 2026-03-26 | 701 | $53.09 |
| 2026-03-25 | 2,591 | $53.24 |
| 2026-03-23 | 182 | $53.00 |
| 2026-03-20 | 146 | $53.56 |
| 2026-03-19 | 374 | $53.67 |
| 2026-03-18 | 445 | $54.19 |
| 2026-03-17 | 19 | $54.07 |
| 2026-03-16 | 526 | $53.72 |
| 2026-03-13 | 515 | $53.91 |
| 2026-03-12 | 512 | $54.50 |
| 2026-03-11 | 507 | $54.55 |
| 2026-03-06 | 1,414 | $54.76 |
| 2026-03-05 | 5,234 | $54.99 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 78433H568 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.