Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 78464A201
Over the rolling 12-month window, securities of STATE STREET SPDR S&P 600 SMAL failed to deliver in the NSCC's Continuous Net Settlement system on 73 settlement days, totaling 194,877 fail shares and peaking at 27,597 shares on 2026-03-23. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 4 | $108.07 |
| 2026-10-05 | 2 | $109.02 |
| 2026-10-02 | 2 | $107.47 |
| 2026-10-01 | 15 | $106.97 |
| 2026-09-30 | 597 | $107.67 |
| 2026-09-29 | 1,288 | $108.11 |
| 2026-09-28 | 773 | $108.62 |
| 2026-09-25 | 79 | $108.32 |
| 2026-09-22 | 1,438 | $109.44 |
| 2026-09-21 | 381 | $109.08 |
| 2026-09-18 | 1,647 | $109.27 |
| 2026-09-17 | 2 | $109.17 |
| 2026-09-09 | 28 | $113.18 |
| 2026-09-04 | 981 | $113.57 |
| 2026-08-27 | 23 | $115.70 |
| 2026-08-21 | 18,747 | $115.36 |
| 2026-08-20 | 8,299 | $116.85 |
| 2026-08-17 | 27 | $119.13 |
| 2026-08-13 | 21 | $118.29 |
| 2026-07-29 | 2 | $115.48 |
| 2026-07-24 | 1 | $114.58 |
| 2026-07-14 | 1 | $115.17 |
| 2026-07-09 | 205 | $115.30 |
| 2026-07-08 | 2,117 | $116.70 |
| 2026-07-07 | 2,842 | $118.16 |
| 2026-07-06 | 10,667 | $117.38 |
| 2026-07-01 | 322 | $119.13 |
| 2026-06-30 | 1,096 | $117.95 |
| 2026-06-29 | 1,643 | $117.62 |
| 2026-06-22 | 14 | $114.17 |
| 2026-06-18 | 440 | $112.06 |
| 2026-06-12 | 794 | $111.93 |
| 2026-06-10 | 111 | $109.53 |
| 2026-06-09 | 6,039 | $108.50 |
| 2026-06-08 | 48 | $107.90 |
| 2026-06-02 | 248 | $108.51 |
| 2026-06-01 | 1,027 | $108.97 |
| 2026-05-29 | 934 | $109.72 |
| 2026-05-28 | 884 | $109.82 |
| 2026-05-14 | 1,790 | $107.13 |
| 2026-05-12 | 355 | $108.85 |
| 2026-05-06 | 946 | $109.28 |
| 2026-05-04 | 84 | $108.23 |
| 2026-04-30 | 1,251 | $105.41 |
| 2026-04-20 | 11 | $106.71 |
| 2026-04-17 | 1,243 | $104.17 |
| 2026-04-08 | 1 | $99.09 |
| 2026-04-02 | 15,985 | $97.52 |
| 2026-04-01 | 3 | $96.62 |
| 2026-03-31 | 1,350 | $93.35 |
| 2026-03-27 | 315 | $95.70 |
| 2026-03-26 | 34 | $97.41 |
| 2026-03-24 | 481 | $95.85 |
| 2026-03-23 | 27,597 | $94.08 |
| 2026-03-20 | 2,959 | $96.37 |
| 2026-03-19 | 2,046 | $95.89 |
| 2026-03-18 | 1,935 | $97.16 |
| 2026-03-16 | 654 | $95.28 |
| 2026-03-13 | 1,734 | $95.37 |
| 2026-03-10 | 118 | $98.22 |
| 2026-03-09 | 93 | $97.34 |
| 2026-03-06 | 68 | $99.59 |
| 2026-01-12 | 26 | $98.50 |
| 2026-01-07 | 18 | $97.63 |
| 2025-12-19 | 984 | $95.99 |
| 2025-12-18 | 191 | $95.76 |
| 2025-12-09 | 7,931 | $95.31 |
| 2025-12-02 | 9 | $94.64 |
| 2025-11-17 | 902 | $91.64 |
| 2025-11-07 | 1,579 | $92.58 |
| 2025-11-06 | 2,045 | $93.54 |
| 2025-11-05 | 109 | $92.15 |
| 2025-11-04 | 10,846 | $93.20 |
| 2025-10-21 | 146 | $95.01 |
| 2025-10-15 | 1 | $94.08 |
| 2025-10-02 | 9,063 | $94.33 |
| 2025-09-26 | 1,360 | $93.23 |
| 2025-09-25 | 1,318 | $93.91 |
| 2025-09-24 | 5,920 | $95.03 |
| 2025-09-22 | 246 | $94.92 |
| 2025-09-19 | 1,213 | $96.00 |
| 2025-09-18 | 16,922 | $93.81 |
| 2025-09-17 | 20,641 | $93.79 |
| 2025-09-16 | 10,325 | $93.95 |
| 2025-09-15 | 10,846 | $93.83 |
| 2025-09-12 | 3,357 | $95.21 |
| 2025-09-11 | 115 | $93.16 |
| 2025-09-10 | 7,477 | $93.56 |
| 2025-09-08 | 66 | $94.24 |
| 2025-08-29 | 4 | $94.54 |
Showing 90 most recent of 110.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 78464A201 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.