Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 78464A300
Over the rolling 12-month window, securities of STATE STREET SPDR S&P 600 SMAL failed to deliver in the NSCC's Continuous Net Settlement system on 54 settlement days, totaling 73,248 fail shares and peaking at 37,602 shares on 2026-03-23. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 2,025 | $103.43 |
| 2026-10-07 | 453 | $104.13 |
| 2026-10-05 | 4 | $103.98 |
| 2026-09-25 | 327 | $103.58 |
| 2026-09-18 | 4,153 | $105.85 |
| 2026-09-01 | 47 | $109.00 |
| 2026-08-17 | 7,238 | $112.22 |
| 2026-08-10 | 180 | $111.00 |
| 2026-08-07 | 1,052 | $110.02 |
| 2026-08-06 | 1,872 | $110.69 |
| 2026-08-05 | 1,631 | $111.89 |
| 2026-08-04 | 892 | $110.21 |
| 2026-08-03 | 20 | $108.46 |
| 2026-07-23 | 37 | $109.29 |
| 2026-07-20 | 879 | $109.26 |
| 2026-07-17 | 656 | $110.16 |
| 2026-07-16 | 1 | $108.66 |
| 2026-07-14 | 47 | $107.83 |
| 2026-07-13 | 452 | $107.68 |
| 2026-07-10 | 1,042 | $107.14 |
| 2026-07-09 | 662 | $105.77 |
| 2026-07-08 | 11 | $107.16 |
| 2026-07-02 | 19 | $108.86 |
| 2026-06-30 | 2,039 | $108.75 |
| 2026-06-29 | 449 | $109.15 |
| 2026-06-26 | 8 | $108.20 |
| 2026-06-25 | 4,183 | $106.99 |
| 2026-06-17 | 235 | $107.16 |
| 2026-06-16 | 3,121 | $107.62 |
| 2026-06-15 | 137 | $108.19 |
| 2026-06-08 | 3,003 | $103.95 |
| 2026-06-05 | 5 | $105.69 |
| 2026-06-04 | 2 | $104.37 |
| 2026-06-03 | 225 | $105.62 |
| 2026-06-02 | 86,791 | $104.46 |
| 2026-05-26 | 400 | $103.36 |
| 2026-05-22 | 13 | $102.45 |
| 2026-05-20 | 4 | $99.84 |
| 2026-05-12 | 5 | $102.54 |
| 2026-05-11 | 5 | $103.65 |
| 2026-05-08 | 7,876 | $103.20 |
| 2026-05-06 | 1 | $103.25 |
| 2026-05-04 | 4 | $103.28 |
| 2026-04-30 | 6 | $101.99 |
| 2026-04-24 | 140 | $102.24 |
| 2026-04-23 | 1 | $102.17 |
| 2026-04-22 | 928 | $101.93 |
| 2026-04-09 | 5 | $97.74 |
| 2026-04-06 | 4 | $94.95 |
| 2026-03-27 | 6 | $94.63 |
| 2026-03-26 | 15,200 | $95.08 |
| 2026-03-23 | 37,602 | $91.79 |
| 2026-03-20 | 3 | $93.12 |
| 2026-03-18 | 240 | $93.89 |
| 2026-03-16 | 3 | $92.86 |
| 2026-03-13 | 4 | $92.98 |
| 2026-02-25 | 6 | $98.94 |
| 2026-02-17 | 1 | $99.97 |
| 2026-02-13 | 2 | $98.86 |
| 2026-02-09 | 30 | $101.27 |
| 2026-01-27 | 1 | $97.08 |
| 2026-01-20 | 15 | $97.56 |
| 2026-01-12 | 50 | $96.35 |
| 2025-12-30 | 7 | $92.32 |
| 2025-12-26 | 86 | $92.53 |
| 2025-12-19 | 4 | $93.03 |
| 2025-12-02 | 205 | $90.57 |
| 2025-12-01 | 304 | $90.75 |
| 2025-11-17 | 383 | $88.32 |
| 2025-11-04 | 11 | $88.45 |
| 2025-11-03 | 105 | $88.34 |
| 2025-10-30 | 169 | $89.18 |
| 2025-10-15 | 365 | $88.30 |
| 2025-09-26 | 428 | $87.37 |
| 2025-09-25 | 26 | $88.17 |
| 2025-09-24 | 10 | $88.76 |
| 2025-09-22 | 212 | $89.31 |
| 2025-09-19 | 14 | $90.39 |
| 2025-09-18 | 5,441 | $88.55 |
| 2025-09-16 | 856 | $88.81 |
| 2025-09-10 | 7 | $88.05 |
| 2025-08-13 | 86 | $84.15 |
| 2025-07-25 | 2 | $83.02 |
| 2025-07-24 | 15 | $84.40 |
| 2025-07-22 | 25 | $82.08 |
| 2025-07-11 | 1,085 | $84.22 |
| 2025-07-02 | 460 | $81.80 |
| 2025-06-11 | 70 | $80.35 |
| 2025-06-05 | 317 | $77.63 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 78464A300 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.