Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 78501P302
Over the rolling 12-month window, securities of SWK HLDGS CORP SR NT 01/31/27 failed to deliver in the NSCC's Continuous Net Settlement system on 95 settlement days, totaling 37,208 fail shares and peaking at 1,880 shares on 2025-06-26. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-08 | 3 | $25.09 |
| 2026-10-07 | 334 | $25.07 |
| 2026-09-25 | 3 | $25.05 |
| 2026-09-24 | 3 | $25.09 |
| 2026-09-23 | 41 | $25.12 |
| 2026-09-17 | 77 | $25.12 |
| 2026-09-09 | 297 | $25.46 |
| 2026-08-07 | 959 | $25.33 |
| 2026-08-06 | 1,043 | $25.46 |
| 2026-08-05 | 857 | $25.31 |
| 2026-07-23 | 117 | $25.24 |
| 2026-07-21 | 35 | $25.19 |
| 2026-06-30 | 100 | $25.28 |
| 2026-06-08 | 429 | $25.69 |
| 2026-06-05 | 677 | $25.60 |
| 2026-06-04 | 29 | $25.62 |
| 2026-06-03 | 857 | $25.61 |
| 2026-06-02 | 886 | $25.59 |
| 2026-05-29 | 537 | $25.59 |
| 2026-05-28 | 987 | $25.53 |
| 2026-05-26 | 573 | $25.56 |
| 2026-05-22 | 873 | $25.57 |
| 2026-05-21 | 798 | $25.45 |
| 2026-05-20 | 545 | $25.49 |
| 2026-05-14 | 865 | $25.39 |
| 2026-04-27 | 51 | $25.48 |
| 2026-04-22 | 143 | $25.32 |
| 2026-04-21 | 199 | $25.49 |
| 2026-04-20 | 113 | $25.40 |
| 2026-04-17 | 213 | $25.32 |
| 2026-04-14 | 128 | $25.45 |
| 2026-04-10 | 375 | $25.34 |
| 2026-04-07 | 199 | $25.33 |
| 2026-04-06 | 299 | $25.33 |
| 2026-04-02 | 79 | $25.35 |
| 2026-03-31 | 313 | $25.39 |
| 2026-03-30 | 887 | $25.30 |
| 2026-03-27 | 909 | $25.27 |
| 2026-03-26 | 309 | $25.35 |
| 2026-03-25 | 374 | $25.49 |
| 2026-03-24 | 432 | $25.26 |
| 2026-03-23 | 416 | $25.24 |
| 2026-03-20 | 2 | $25.23 |
| 2026-03-18 | 601 | $25.25 |
| 2026-03-17 | 803 | $25.22 |
| 2026-03-11 | 323 | $25.86 |
| 2026-03-10 | 168 | $25.67 |
| 2026-03-06 | 57 | $25.69 |
| 2026-03-05 | 3 | $25.85 |
| 2026-03-04 | 126 | $25.79 |
| 2026-03-03 | 126 | $25.88 |
| 2026-03-02 | 26 | $25.80 |
| 2026-02-23 | 399 | $25.71 |
| 2026-02-20 | 489 | $25.65 |
| 2026-02-19 | 512 | $25.65 |
| 2026-02-18 | 404 | $25.65 |
| 2026-02-17 | 481 | $25.64 |
| 2026-02-06 | 744 | $25.69 |
| 2026-01-26 | 25 | $25.55 |
| 2026-01-23 | 75 | $25.56 |
| 2026-01-12 | 171 | $25.50 |
| 2025-12-31 | 621 | $25.43 |
| 2025-12-30 | 811 | $25.33 |
| 2025-12-18 | 1,174 | $25.42 |
| 2025-12-08 | 11 | $25.73 |
| 2025-12-03 | 325 | $25.67 |
| 2025-11-19 | 16 | $25.73 |
| 2025-11-18 | 88 | $25.64 |
| 2025-11-14 | 341 | $25.57 |
| 2025-11-10 | 38 | $25.48 |
| 2025-11-07 | 244 | $25.49 |
| 2025-11-06 | 323 | $25.58 |
| 2025-11-04 | 26 | $25.55 |
| 2025-10-29 | 36 | $25.57 |
| 2025-10-15 | 413 | $25.62 |
| 2025-10-10 | 48 | $25.47 |
| 2025-10-09 | 381 | $25.43 |
| 2025-10-08 | 1,724 | $25.42 |
| 2025-10-07 | 1,725 | $25.45 |
| 2025-10-06 | 226 | $25.39 |
| 2025-10-02 | 150 | $25.39 |
| 2025-10-01 | 150 | $25.37 |
| 2025-09-26 | 555 | $25.42 |
| 2025-09-25 | 555 | $25.44 |
| 2025-09-15 | 37 | $25.85 |
| 2025-09-12 | 542 | $25.85 |
| 2025-09-11 | 560 | $25.83 |
| 2025-09-08 | 6 | $25.70 |
| 2025-08-28 | 337 | $25.80 |
| 2025-08-27 | 525 | $25.71 |
Showing 90 most recent of 113.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 78501P302 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.